Expion Energy, Inc.
For the period ended Mar 31, 2025. Filed May 15, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 15, 2025
XPON$2.58+5.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 6. EXHIBITS
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit Number | Description | Form | Exhibit | Filing Date |
| 3.1 | Articles of Incorporation of the Company, effective as of November 4, 2021. | S-1 | 3.1 | 3/31/2022 |
| 3.2 | Certificate of Amendment of Articles of Incorporation, effective as of October 8, 2024 | 8-K | 3.1 | 10/7/2024 |
| 3.3 | Amended and Restated Bylaws of the Company, dated August 21, 2024 | 8-K | 3.1 | 8/27/2024 |
| 4.1* | Form of Pre-Funded Warrant | 8-K | 4.1 | 1/3/2025 |
| 4.2* | Form of Common Warrant | 8-K | 4.2 | 1/3/2025 |
| 10.1† | Employment Agreement, between Carson Heagen and Expion360 Inc., dated April 1, 2025 | - | - | - |
| 10.2* | Form of Securities Purchase Agreement, dated as of January 2, 2024, by and among the Company and the purchasers on the signature pages thereto | 8-K | 10.1 | 1/3/2025 |
| 10.3* | Form of Registration Rights Agreement, dated as of January 2, 2024, by and among the Company and the purchasers on the signature pages thereto | 8-K | 10.2 | 1/3/2025 |
| 31.1 | Certification of Principal Executive and Financial Officer pursuant to Rule 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | - | - | - |
| 32.1# | Certification of Principal Executive and Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | - | - | - |
| 101.INS | XBRL Instance Document. | - | - | - |
| 101.SCH | XBRL Taxonomy Extension Schema Document. | - | - | - |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | - | - | - |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | - | - | - |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | - | - | - |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | - | - | - |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101). | - | - | - |
† Indicates a management contract or compensatory plan or arrangement.
| # | The certification shall not be deemed “filed” by the registrant for purposes of Section 18 of the Exchange Act, and shall not be incorporated by reference into any of the registrant’s filings under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report, irrespective of any general incorporation language contained in any such filing. |
| * | Certain of the schedules (and similar attachments) to this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K under the Securities Act because they do not contain information material to an investment or voting decision and that information is not otherwise disclosed in the exhibit or the disclosure document. The registrant agrees to furnish a copy of all omitted schedules (or similar attachments) to the Securities and Exchange Commission or its staff upon request. |
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