Expion360 Inc
For the period ended Jun 30, 2024. Filed Aug 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 14, 2024
XPON$2.58+5.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 6. EXHIBITS
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit Number | Description | Form | Exhibit | Filing Date |
| 3.1 | Articles of Incorporation of the Company, effective as of November 4, 2021. | S-1 | 3.1 | 3/31/2022 |
| 3.2 | Bylaws of the Company currently in effect. | S-1 | 3.2 | 3/31/2022 |
| 4.1 | Form of Pre-Funded Warrant | S-1 | 4.6 | 7/24/2024 |
| 4.2 | Form of Series A Warrant | S-1 | 4.7 | 7/24/2024 |
| 4.3 | Form of Series B Warrant | S-1 | 4.8 | 7/24/2024 |
| 10.1* | Underwriting Agreement, dated August 7, 2024, between the Company and Aegis Capital Corp. | 8-K | 1.1 | 8/9/2024 |
| 31.1 | Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | - | - | - |
| 31.2 | Certification of Principal Financial Officer pursuant to Rule 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | - | - | - |
| 32.1# | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | - | - | - |
| 32.2# | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | - | - | - |
| 101.INS | XBRL Instance Document. | - | - | - |
| 101.SCH | XBRL Taxonomy Extension Schema Document. | - | - | - |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | - | - | - |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | - | - | - |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | - | - | - |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | - | - | - |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101). | - | - | - |
| # * | This certification is deemed not filed for purpose of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act. Certain of the schedules (and similar attachments) to this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K under the Securities Act because they do not contain information material to an investment or voting decision and that information is not otherwise disclosed in the exhibit or the disclosure document. The registrant agrees to furnish a copy of all omitted schedules (or similar attachments) to the SEC upon request. |
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