Pagaya Technologies Ltd.
For the period ended Sep 30, 2026. Filed Nov 2, 2026.
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Sep 30, 2026 · Filed Nov 2, 2026
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Item 5. Other Information
Director and Officer Trading Plans or other Arrangements
Our directors and officers (as defined in Exchange Act Rule 16a-1(f)) may from time to time enter into plans or other arrangements for the purchase or sale of our shares that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or may represent a non-Rule 10b5-1 trading arrangement under the Exchange Act. During the quarter ended September 30, 2026, three officers or directors entered into a new 10b5-1 trading arrangement, and one officer or director terminated a prior 10b5-1 trading arrangement.
On August 11, 2026, Dan Petrozzo, adirector, adopted a new 10b5-1 plan with an end date of November 20, 2027, to sell up to an aggregate of 36,446 shares.
On August 11, 2026, Jonathan Dobres, the Company’s Chief Financial Officer, adopted a new 10b5-1 plan with an end date of June 30, 2028, to sell up to an aggregate of 57,093 shares.
On August 24, 2026, Gal Krubiner, adirector and the Company’s Chief Executive Officer, terminated his prior 10b5-1 Plan, dated June 5, 2026, with an end date of December 31, 2026, to sell up to an aggregate of 350,000 shares. No sales occurred under the prior plan. On September 16, 2026, Mr. Krubiner entered into a new 10b5-1 plan with an end date of March 7, 2027, to sell up to an aggregate of 350,000 shares.
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