TPG Inc
For the period ended Dec 31, 2023. Filed Feb 23, 2024.
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FY2023 · Filed Feb 23, 2024
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Item 9B. Other Information
(b)Our directors and officers (as defined in Exchange Act Rule 16a-1(f) of the Exchange Act) may from time to time enter into plans or other arrangements for the purchase or sale of our stock that are intended to satisfy the affirmative defense conditions of Rule 10b5–1(c) or may represent anon-Rule 10b5-1 trading arrangement under the Exchange Act. During the quarter ended December 31, 2023, Deborah Messemer, our independent director, adopted the following Rule 10b5-1 plan (the “Rule 10b5-1 Plan”):
| Name | Title | Type of Trading Arrangement | Security | Date of Action | Duration of Trading Arrangement | Aggregate Number of Securities Covered |
|---|---|---|---|---|---|---|
| Deborah Messemer | Independent Director | Rule 10b5-1 | Class A common stock | November 17, 2023 | February 28, 2024 to July 31, 2024 | 10,479 shares of Class A common stock |
The Rule 10b5-1 Plan reported above was adopted during an authorized trading period and when the plan participant was not in possession of material non-public information. The Rule 10b5-1 Plan is subject to a number of conditions, including the price at which, and timing of when, sales may occur, and is subject to modification or termination in accordance with applicable law.
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