Direct Digital Holdings, Inc.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Exhibit No. | Description | Form | File Number | Date | Exhibit No. | Filed or Furnished herewith |
|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc. | 8-K | 001-41261 | February 16, 2022 | 3.1 | |
| 3.2 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc. | 8-K | 001-41261 | June 10, 2025 | 3.1 | |
| 3.3 | Certificate of Designation of Series A Convertible Preferred Stock | 8-K | 001-41261 | August 11, 2025 | 3.1 | |
| 3.4 | Amended and Restated Certificate of Designation of Series A Convertible Preferred Stock | 8-K | 001-41261 | October 20, 2025 | 3.1 | |
| 3.5 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc. | 10-Q | 001-41261 | November 12, 2025 | 3.5 | |
| 3.6 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc. | 8-K | 001-41261 | January 12, 2026 | 3.1 | |
| 3.7 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc. | 8-K | 001-41261 | April 28, 2026 | 3.1 | |
| 3.8 | Amended and Restated Bylaws of Direct Digital Holdings, Inc. | 8-K | 001-41261 | February 16, 2022 | 3.2 | |
| 10.1** | Twelfth Amendment and Waiver to Term Loan and Security Agreement, dated as of May 15, 2026, by and among Direct Digital, LLC, as borrower, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc., as guarantors, and Lafayette Square Loan Servicing, LLC, as administrative agent, and the various lenders thereto. | 8-K | 001-41261 | May 21, 2026 | 10.1 | |
| 10.2** | Letter Agreement, dated May 18, 2026, between Direct Digital Holdings, Inc. and Roth Principal Investments, LLC. | 8-K | 001-41261 | May 21, 2026 | 10.2 | |
| 10.3+ | Amendment to Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan, as amended. | 8-K | 001-41261 | July 31, 2026 | 10.1 | |
| 31.1 | Certification of the Chief Executive Officer of Direct Digital Holdings, Inc., pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of the Chief Financial Officer of Direct Digital Holdings, Inc, pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of the Chief Executive Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
|---|---|---|
| 32.2* | Certification of the Chief Financial Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 101.INS* | Inline XBRL Instance Document | X |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema | X |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase | X |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase | X |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase | X |
| 101.PRE* | Inline XBRL Extension Presentation Linkbase | X |
| 104* | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | X |
*This exhibit will not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section. Such exhibit will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.
**Pursuant to Item 601(a)(5) of Regulation S-K, certain schedules and attachments have been omitted. A copy of any omitted schedule or attachment will be furnished supplementally to the Securities and Exchange Commission upon request.
+Indicates management contract or compensatory plan required to be filed as an Exhibit.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.