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Embecta Corp

For the period ended Sep 30, 2024. Filed Dec 11, 2024.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Dec 11, 2024

EMBC$6.41+3.6%Stored close · as of Nov 9, 2026

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Item 9B. Other Information

(a)

As previously disclosedin the Company’s Current Report on Form 8-K filed with the SEC on December 2, 2024 (the “December 2, 2024 8-K”), the Company appointed Anthony Roth as Vice President, Chief Accounting Officer (“CAO” and “principal accounting officer,” as such term is used under the Exchange Act) and Corporate Controller of the Company on November 26, 2024, effective December 2, 2024. The Company had anticipated filing this Annual Report on Form 10-K prior to the effectiveness of Mr. Roth’s appointment, but was unable to do so due to the identification of the material weaknessin the Company’s internal control over financial reporting related to the design and operation of certain process and management review controls, as further described in Part II, Item 9A of this Annual Report on Form 10-K. As a result, the Company’s Board of Directors on December 10, 2024 retroactively postponed the effectiveness of Mr. Roth’s appointment from December 2, 2024 to until after the filing of this Annual Report on Form 10-K. Jake Elguicze, who is the

Chief Financial Officer of the Company and served as theprincipal accounting officer of the Company prior to Mr. Roth’s appointment, served as the Company’sprincipal accounting officer until the filing ofthis Annual Report on Form 10-K. Following the filing of this Annual Report on Form 10-K, Mr. Roth’s appointment as CAO and principal accounting officer will become effective, and Mr. Elguicze will step down as the Company’s principal accounting officer, but continue to serve as the Company’s Chief Financial Officer and principal financial officer.

Biographical, compensation and other information regarding Mr. Elguicze is set forth in the Company’s proxy statement, filed with the SEC on December 19, 2023, under the section “Management,” and such information is incorporated by reference herein.

There is no arrangement or understanding between Mr. Elguicze and any other person pursuant to which Mr. Elguicze was selected asprincipal accounting officer, and there are no family relationships between Mr. Elguicze and any of the Company’s directors or executive officers. There have been no transactions involving Mr. Elguicze that would be required to be disclosed by Item 404(a) of Regulation S-K. Mr. Elguicze did not receive any additional compensation in connection with assuming the responsibilities ofprincipal accounting officer.

Biographical, compensation and other information regarding Mr. Roth is set forth in the December 2, 2024 8-K, and such information is incorporated by reference herein.

(b)

None.

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