Portillos Inc
For the period ended Sep 29, 2024. Filed Nov 5, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 29, 2024 · Filed Nov 5, 2024
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Item 5. Other Information
(c) Rule 10b5-1 and non-Rule 10b5-1 Trading Arrangements
During the quarter ended September 29, 2024, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted, modified, orterminated a "Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” as each term is defined in Item 408 of Regulation S-K, except as follows:
| Name/ Title | Type of Plan | Original Adoption Date | Termination Date | Aggregate Number of Securities to be Sold | Plan Description | |
|---|---|---|---|---|---|---|
| Nicholas Scarpino, Chief Marketing Officer | 10b5-1 Trading Plan | September 7, 2022 | August 15, 2024 | (a) | Up to 96,722 | Exercise of Options and Sale of Shares |
(a) On August 15, 2024, Nicholas Scarpino, Chief Marketing Officer, terminated a Rule 10b5-1 trading arrangement, originally adopted on September 7, 2022 and modified on August 7, 2023 and on March 7, 2024.
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