Fluence Energy, Inc.
For the period ended Mar 31, 2025. Filed May 8, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 8, 2025
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Item 5. Other Information
(a) None.
(b) None.
(c)Director and Officer Rule 10b5-1 Trading Arrangements
During the three months ended March 31, 2025, the following directors or “officers” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted, modified, orterminated “Rule 10b5-1 trading arrangements” and/or “non-Rule 10b5-1 trading arrangements” (each as defined in Item 408 of Regulation S-K).
On March 3, 2025, Harald von Heynitz, adirector of the Company, terminated a Rule 10b5-1 sales plan that was intended to satisfy the affirmative defense of Rule 10b5-1(c) (the “von Heynitz Plan”), which was originally adopted on December 21, 2024 and that was otherwise expected to remain in effect until the earlier of June 1, 2025 or such date the von Heynitz Plan was otherwise terminated according to its terms. The von Heynitz Plan provided for the potential sale of up to 40% of the gross number of shares received upon the vesting of 11,341 restricted stock units on March 20, 2025. No shares of Class A common stock were sold pursuant to the von Heynitz Plan prior to its termination.
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