AKA BRANDS HOLDING CORP
For the period ended Dec 31, 2023. Filed Mar 7, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 7, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
(a) The following documents are filed as part of this Annual Report on Form 10-K:
- Consolidated Financial Statements
See Index to Consolidated Financial Statements at “Item 8. Financial Statements and Supplementary Data.”
- Financial Statement Schedules
Schedules have been omitted because they are either not required, not applicable, not present in amounts sufficient to require submission of the schedule or the required information is included elsewhere in this Annual Report on Form 10-K.
- Exhibits
The following exhibits are filed herewith or incorporated by reference herein:
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Description | Form | File No. | Filing Date | Exhibit No. |
| 3.1 | Amended and Restated Certificate of Incorporation of a.k.a. Brands Holding Corp., filed with the Delaware Secretary of State on September 21, 2021 | 8-K | 001-40828 | September 27, 2021 | 3.1 |
| 3.2 | Certificate of Amendment to the Amended and Restated Certificate of a.k.a. Brands Holding Corp., filed with the Delaware Secretary of State on September 25, 2023 | 8-K | 001-40828 | September 29, 2023 | 3.1 |
| 3.3 | Amended and Restated Bylaws of a.k.a. Brands Holding Corp., effective September 21, 2021 | 8-K | 001-40828 | September 27, 2021 | 3.2 |
| 4.1 | Registration Rights Agreement, dated September 24, 2021, by and among a.k.a. Brands Holding Corp. and the other signatories party thereto | 8-K | 001-40828 | September 27, 2021 | 4.1 |
| 4.2 | Description of a.k.a. Brands Holding Corp.’s securities | 10-K | 001-40828 | March 9, 2023 | 4.2 |
| 10.1 | Stockholders Agreement, dated June 23, 2021, by and among a.k.a. Brands Holding Corp., New Excelerate, L.P., and certain other equityholders of the Registrant party thereto | S-1 | 333-259028 | August 24, 2021 | 10.2 |
| 10.2 | Form of Indemnification Agreement between a.k.a. Brands Holding Corp. and its directors and officers | S-1 | 333-259028 | August 24, 2021 | 10.3 |
| 10.3 | Director Nomination Agreement, dated as of September 24, 2021, by and among a.k.a. Brands Holding Corp. and the other signatories party thereto | 8-K | 001-40828 | September 27, 2021 | 10.1 |
| 10.4 | Syndicated Facility Agreement, dated as of September 24, 2021, by and among a.k.a. Brands Holding Corp., KeyBank National Association and the other signatories party thereto | 8-K | 001-40828 | September 27, 2021 | 10.2 |
| 10.5† | a.k.a. Brands Holding Corp. 2021 Omnibus Incentive Plan | S-8 | 333-259753 | September 24, 2021 | 10.1 |
| 10.6† | Amendment No. 1 to the a.k.a. Brands Holding Corp Omnibus Incentive Plan | 8-K | 001-40828 | May 30, 2023 | 10.1 |
| 10.7† | Form of Incentive Stock Option Agreement | S-8 | 333-259753 | September 24, 2021 | 10.2 |
| 10.8† | Form of Restricted Stock Unit Agreement | S-8 | 333-259753 | September 24, 2021 | 10.3 |
| 10.9† | Form of Restricted Stock Agreement | S-8 | 333-259753 | September 24, 2021 | 10.4 |
| 10.10† | a.k.a. Brands Holding Corp. 2021 Employee Stock Purchase Plan | S-8 | 333-259753 | September 24, 2021 | 10.5 |
| 10.11† | Employment Agreement, dated April 8, 2021, by and between Excelerate US, Inc. and Ciaran Long | 10-K | 001-40828 | March 9, 2023 | 10.11 |
| 10.12† | Employment Agreement, dated October 15, 2020, by and between Excelerate US, Inc. and Michael Trembley | S-1 | 333-259028 | August 24, 2021 | 10.12 |
| 10.13† | Offer Letter, dated November 7, 2023, by and between Excelerate US, Inc. and Jill Ramsey | 8-K | 001-40828 | November 9, 2023 | 10.1 |
|---|---|---|---|---|---|
| 21.1* | Subsidiaries of a.k.a. Brands Holding Corp. | ||||
| 23.1* | Consent of Independent Registered Public Accounting Firm | ||||
| 31.1* | Certification of Interim Chief Executive Officer and Chief Financial Officer (Principal Executive Officer and Principal Financial Officer) pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.1** | Certification of Interim Chief Executive Officer and Chief Financial Officer (Principal Executive Officer and Principal Financial Officer) pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 97.1* | a.k.a. Brands Holding Corp. Executive Incentive Compensation Recoupment Policy | ||||
| 101.INS* | Inline XBRL Instance Document | ||||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document | ||||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||||
| 101.LAB* | Inline XBRL Taxonomy Extension Labels Linkbase Document | ||||
| 101.PRE* | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 104* | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
†Management contract or compensatory plan or arrangement.
- Filed herewith.
** Furnished herewith. The certifications attached as Exhibits 32.1 and 32.2 that accompany this Annual Report on Form 10-K are deemed furnished and not filed with the SEC and are not to be incorporated by reference into any filing of the Company under the Securities Act or the Exchange Act, whether made before or after the date of this Annual Report on Form 10-K, irrespective of any general incorporation language contained in such filing.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.