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Apollo Global Management, Inc.

For the period ended Mar 31, 2026. Filed May 7, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 7, 2026

APO$122.74+0.4%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Unregistered Sales of Equity Securities and Use of Proceeds

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

Unregistered Sales of Equity Securities

On February 17, 2026, the Company issued 41,966 restricted shares under the 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles and 7,212 restricted shares under the 2019 Omnibus Equity Incentive Plan to certain holders of vested performance fee rights. The shares were issued in private placements in reliance on Regulation D or Section 4(a)(2) of the Securities Act.

Purchases of Equity Securities by the Issuer and Affiliated Purchasers

The following table sets forth information regarding repurchases of shares of common stock during the fiscal quarter ended March 31, 2026.

Period · Total number of shares of common stock purchased · Average price paid per share · Total number of shares of common stock purchased as part of publicly announced plans or programs1 · Approximate dollar value of common stock that may yet be purchased under the plans or programs
Opportunistic repurchases——
Equity award-related repurchases21,423,6491,423,649
Other purchases3——
Total1,423,649$135.471,423,649$3,807,132,897
Opportunistic repurchases——
Equity award-related repurchases24,495,6494,495,649
Other purchases3——
Total4,495,649$125.264,495,649$3,244,025,650
Opportunistic repurchases693,750693,750
Equity award-related repurchases2336,189336,189
Other purchases397,876—
Total1,127,815$106.431,029,939$3,133,988,871
Total
Opportunistic repurchases693,750693,750
Equity award-related repurchases26,255,4876,255,487
Other purchases397,876—
Total7,047,1136,949,237
1 Effective February 9, 2026, the AGM board of directors terminated the Company's prior share repurchase program and approved a new share repurchase program, pursuant to which, the Company is authorized to repurchase up to $4.0 billion of shares of its common stock to opportunistically reduce the Company’s share count or offset the dilutive impact of share issuances under the Equity Plan. Under the share repurchase program, repurchases may be of outstanding shares of common stock occurring from time to time in open market transactions, in privately negotiated transactions, pursuant to a trading plan adopted in accordance with Rule 10b5-1 of the Exchange Act, or otherwise, as well as through reductions of shares that otherwise would have been issued to participants under the Equity Plan in order to satisfy associated tax obligations. The share repurchase program does not obligate the Company to make any repurchases at any specific time. The program is effective until the aggregate repurchase amount that has been approved by the AGM board of directors has been expended. The program may be suspended, extended, modified or discontinued at any time.
2 Represents repurchases of shares of common stock in order to offset the dilutive impact of share issuances under the Equity Plan including reductions of shares of common stock that otherwise would have been issued to participants under the Equity Plan in order to satisfy associated tax obligations.
3 Represents purchases of shares of common stock in open market transactions by MidCap Financial Services, LLC, an affiliated purchaser.
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