Kodiak AI, Inc.
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 13, 2025
KDK$1.21-16.6%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
We have filed the exhibits listed on the accompanying Exhibit Index, which is incorporated herein by reference.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number · Description · Form · File No. · Exhibit Number · Filing Date · Filed Herewith | |||||
| 2.1* | Business Combination Agreement, dated as of April 14, 2025, by and among Ares Acquisition Corporation II, Kodiak Robotics, Inc. and AAC II Merger Sub, Inc. | Form S-4/A | File No. 333-287278 | 2.1 | August 25, 2025 |
| 2.2* | Plan of Domestication of Ares Acquisition Corporation II | Form S-4/A | File No. 333-287278 | 2.1 | August 25, 2025 |
| 3.1 | Certificate of Incorporation of Kodiak AI, Inc. | Form 8-K | File No. 001-41691 | 3.2 | September 30, 2025 |
| 3.2 | Certificate of Designation | Form 8-K | File No. 001-41691 | 3.1 | September 30, 2025 |
| 3.3 | Bylaws of Kodiak AI, Inc. | Form 8-K | File No. 001-41691 | 3.3 | September 30, 2025 |
| 4.1 | Specimen Common Stock Certificate | Form 8-K | File No. 001-41691 | 4.4 | September 30, 2025 |
| 4.2 | Form of Assumed Kodiak Warrant | Form S-4/A | File No. 333-287278 | 4.6 | August 25, 2025 |
| 4.3 | Form of PIPE Warrant Certificate | Form 8-K | File No. 001-41691 | 4.1 | September 15, 2025 |
| 4.4 | Form of Non-Redemption Agreement Warrant Certificate | Form 8-K | File No. 001-41691 | 4.1 | September 23, 2025 |
| 10.1 | Amended and Restated Registration Rights Agreement, dated as of September 24, 2025, by and among the Company and each of the stockholders of the Company identified on the signature pages thereto | Form 8-K | File No. 001-41691 | 10.8 | September 30, 2025 |
| 10.2 | Kodiak AI, Inc. 2025 Equity Incentive Plan and forms of agreements thereunder | Form 8-K | File No. 001-41691 | 10.15 | September 30, 2025 |
| 10.3 | Kodiak AI, Inc. 2025 Employee Stock Purchase Plan. | Form 8-K | File No. 001-41691 | 10.16 | September 30, 2025 |
| 10.4 | Kodiak AI, Inc. Executive Change in Control and Severance Policy | Form 8-K | File No. 001-41691 | 10.17 | September 30, 2025 |
| 10.5 | Kodiak AI, Inc. Executive Incentive Compensation Plan | Form 8-K | File No. 001-41691 | 10.18 | September 30, 2025 |
| 10.6 | Kodiak AI, Inc. Compensation Recovery Plan | Form 8-K | File No. 001-41691 | 10.19 | September 30, 2025 |
| 10.7 | Kodiak AI, Inc. Outside Director Compensation Policy | Form 8-K | File No. 001-41691 | 10.20 | September 30, 2025 |
| 10.8 | Kodiak AI, Inc. 2018 Equity Incentive Plan and forms of agreements thereunder | Form 8-K | File No. 001-41691 | 10.21 | September 30, 2025 |
| 10.9 | Confirmatory Employment Letter between the Company and Don Burnette, effective July 18, 2025 | Form S-4/A | File No. 333-287278 | 10.6 | August 25, 2025 |
| 10.10 | Confirmatory Employment Letter between the Company and Andreas Wendel, effective July 22, 2025 | Form S-4/A | File No. 333-287278 | 10.7 | August 25, 2025 |
| 10.11 | Confirmatory Employment Letter between the Company and Michael Wiesinger, effective July 18, 2025 | Form S-4/A | File No. 333-287278 | 10.8 | August 25, 2025 |
| 10.12 | Form of Indemnification Agreement between Kodiak AI, Inc. and each of its directors and executive officers | Form S-4/A | File No. 333-287278 | 10.10 | August 15, 2025 |
| 10.13 | Third Amendment to Venture Loan and Security Agreement, dated September 24, 2025, by and between Kodiak Robotics, Inc., Horizon Technology Finance Corporation, Horizon Funding I, LLC, Horizon Funding II, LLC, and Horizon Funding Trust 2022-1 | Form 8-K | File No. 001-41691 | 10.25 | September 30, 2025 | |
| 10.14 | First Amendment to Second Lien Loan and Security Agreement, by and among Kodiak Robotics, Inc., Ares Agent Services, L.P. and the lenders identified on the signature pages thereto, dated as of July 18, 2025 | Form S-4/A | File No. 333-287278 | 10.27 | August 25, 2025 | |
| 10.15 | Second Amendment to Second Lien Loan and Security Agreement, by and among Kodiak Robotics, Inc., Ares Agent Services, L.P. and the lenders identified on the signature pages thereto, dated as of August 25, 2025 | Form S-4/A | File No. 333-287278 | 10.28 | August 25, 2025 | |
| 10.16 | Board Observer Agreement, dated September 24, 2025, by and between Ares Acquisition Corporation II and Ares Acquisition Holdings II LP | Form 8-K | File No. 001-41691 | 10.9 | September 30, 2025 | |
| 10.17 | Letter Agreement by and among Kodiak Robotics, Inc., Ares Acquisition Corporation II, Ares Acquisition Holdings II LP and AAC II Co-Invest LP | Form S-4/A | File No. 333-287278 | 10.35 | August 15, 2025 | |
| 10.18 | Acknowledgement and Agreement, by and among Kodiak Robotics, Inc., Ares Agent Services, L.P. and AAC II Holdings II LP, dated as of September 15, 2025 | Form 8-K | File No. 001-41691 | 10.2 | September 15, 2025 | |
| 10.19 | Form of Subscription Agreement for Preferred Investment | Form 8-K | File No. 001-41691 | 10.1 | September 15, 2025 | |
| 10.20 | Form of Common Stock Non-Redemption Agreement | Form 8-K | File No. 001-41691 | 10.2 | September 23, 2025 | |
| 10.21 | Form of Warrant Non-Redemption Agreement | Form 8-K | File No. 001-41691 | 10.1 | September 23, 2025 | |
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1+ | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.2+ | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||||
- Certain schedules and similar attachments to this Exhibit have been omitted in accordance with Item 601(a)(5) or (b)(2), as applicable of Regulation S-K. The registrants agree to furnish supplementally a copy of any omitted exhibit or schedule to the SEC upon its request.
- These certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
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