Nextracker Inc.
For the period ended Sep 26, 2025. Filed Oct 30, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 26, 2025 · Filed Oct 30, 2025
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Item 5. Other Information
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
During the three-month period ended September 26, 2025, certain of our officers or directors listed below adopted orterminated trading arrangements for the purchase or sale of shares of our Class A common stock in amounts and prices determined in accordance with a formula set forth in each such plan:
| Name and Title | Action | Date | Rule 10b5-1(1) | Non- Rule 10b5-1(2) | Aggregate Number of Securities/Total Dollar Value to be Purchased | Aggregate Number of Securities/Total Dollar Value to be Sold | Expiration |
|---|---|---|---|---|---|---|---|
| Dan Shugar, CEO | Adoption | August 19, 2025 | X | Up to 486,206 shares(3) | March 12, 2027 | ||
| Howard Wenger, President | Adoption | August 18, 2025 | X | Up to 357,526 shares(3) | March 15, 2027 | ||
| Dave Bennett, CAO | Adoption | September 12, 2025 | X | Up to 33,725 shares(3) | March 20, 2026 | ||
(1)Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(2)Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(3)Subject to minimum selling price thresholds established by the individual. Includes 398,571 options for Mr. Shugar and 247,619 options for Mr. Wenger, in each case the future vesting of which is contingent upon continuous service and achievement of certain Nextracker equity valuation growth rate conditions and which, if vesting occurs, must be exercised by March 15, 2027 or such options terminate.
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