Nauticus Robotics, Inc.
For the period ended Jun 30, 2026. Filed Aug 12, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 12, 2026
KITT$1.33-1.5%Stored close · as of Nov 10, 2026
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Item 6. Exhibits
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit | Description | Schedule/ Form | File Number | Exhibits | Filing Date |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | September 15, 2022 |
| 3.2 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.2 | July 18, 2024 |
| 3.3 | Certificate of Designations of Rights and Preferences of Series A Convertible Preferred Stock of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.3 | December 27, 2024 |
| 3.4 | Certificate of Designations of Rights and Preferences of Series B Convertible Preferred Stock of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | August 7, 2025 |
| 3.5 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | September 2, 2025 |
| 3.6 | Certificate of Designations of Rights and Preferences of Series C Convertible Preferred Stock of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | December 3, 2025 |
| 3.10 | Certificate of Designations of Rights and Preferences of Series D Convertible Preferred Stock of Nauticus Robotics, Inc | Form 8-K | 001-40611 | 3.1 | July 9, 2026 |
| 3.11 | Amended and Restated Bylaws of Nauticus Robotics Inc (as of May 11, 2023). | Form 8-K | 001-40611 | 3.1 | May 15, 2023 |
| 3.12 | Amendment No. 1 to the Amended and Restated By-laws of Nauticus Robotics. Inc. | Form 8-K | 001-40611 | 3.1 | August 19, 2025 |
| 10.1 | Amendment No. 2 to Asset Purchase Agreement, dated May 11, 2026, by and among Nauticus Robotics, Inc., SeaTrepid International, L.L.C., SeaTrepid Deep L.L.C., Remote Inspection Technologies, L.L.C., and each of the signatories thereto. | Form 8-K | 001-40611 | 10.1 | May 13, 2026 |
| 10.2 | Second Amendment, dated May 11, 2026, by and among Nauticus Robotics, Inc. and the lenders signatories thereto. | Form 8-K | 001-40611 | 10.2 | May 13, 2026 |
| 10.3 | Third Amendment, dated June 1, 2026, by and among Nauticus Robotics, Inc., and the lenders signatories thereto. | Form 8-K | 001-40611 | 10.1 | June 1, 2026 |
| 10.4 | Form of Exchange Agreement, dated as of June 26, 2026, by and between Nauticus Robotics, Inc. and the investor party named therein. | Form 8-K | 001-40611 | 10.1*+ | June 30, 2026 |
| 31.1+ | Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2+ | Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1* | Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2* | Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS | Inline XBRL Instance Document. | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document. | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Filed herewith
*Furnished herewith
† Certain portions of this document that constitute confidential information have been redacted pursuant to Item 601(b)(10) of Regulation S-K.
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