Nauticus Robotics, Inc.
For the period ended Mar 31, 2026. Filed May 14, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 14, 2026
KITT$1.33-1.5%Stored close · as of Nov 10, 2026
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Item 6. Exhibits
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit | Description | Schedule/ Form | File Number | Exhibits | Filing Date |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | September 15, 2022 |
| 3.2 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.2 | July 18, 2024 |
| 3.3 | Certificate of Designations of Rights and Preferences of Series A Convertible Preferred Stock of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.3 | December 27, 2024 |
| 3.4 | Certificate of Designations of Rights and Preferences of Series B Convertible Preferred Stock of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | August 7, 2025 |
| 3.5 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | September 2, 2025 |
| 3.6 | Certificate of Designations of Rights and Preferences of Series C Convertible Preferred Stock of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | December 3, 2025 |
| 3.10 | Amended and Restated Bylaws of Nauticus Robotics Inc (as of May 11, 2023). | Form 8-K | 001-40611 | 3.1 | May 15, 2023 |
| 3.11 | Amendment No. 1 to the Amended and Restated By-laws of Nauticus Robotics. Inc. | Form 8-K | 001-40611 | 3.1 | August 19, 2025 |
| 10.1 | Securities Purchase Agreement, dated as of February 6, 2026, by and between Nauticus Robotics, Inc. and the investor party named therein | Form 8-K | 001-40611 | 10.1 | February 9, 2026 |
| 10.2 | Registration Rights Agreement, dated as of February 6, 2026, by and among Nauticus Robotics, Inc. and the investor party named therein | Form 8-K | 001-40611 | 10.2 | February 9, 2026 |
| 10.3+ | Offer Letter dated March 26, 2026, by and between Nauticus Robotics, Inc. and Michael Ferrier | ||||
| 31.1+ | Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2+ | Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1* | Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2* | Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS | Inline XBRL Instance Document. |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document. |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104.0 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Filed herewith
*Furnished herewith
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