Nauticus Robotics Inc
For the period ended Jun 30, 2024. Filed Aug 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 14, 2024
KITT$1.35+8.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit | Description | Schedule/ Form | File Number | Exhibits | Filing Date |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.5 | September 15, 2022 |
| 3.2 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc. | Form 8-K | 001-40611 | 3.1 | July 18, 2024 |
| 3.3 | Amended and Restated Bylaws of Nauticus Robotics, Inc (as of May 11, 2023). | Form 8-K | 001-40611 | 3.1 | May 15, 2023 |
| 10.1 | First Amendment to Senior Secured Term Loan Agreement dated May 1, 2024, by and among Nauticus Robotics, Inc., ATW Special Situations Management LLC, as collateral agent, and the lenders party thereto. | Form 8-K | 001-40611 | 10.1 | May 1, 2024 |
| 10.2 | At the Market Offering Agreement dated May 20, 2024, by and between Nauticus Robotics, Inc. and H.C. Wainwright & Co., LLC. | Form 8-K | 001-40611 | 10.1 | May 20, 2024 |
| 10.3 | Nauticus Robotics, Inc. 2022 Omnibus Incentive Plan, as amended. | Definitive Proxy Statement | 001-40611 | Annex A | April 29, 2024 |
| 31.1 | Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2 | Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1* | Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2* | Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS | Inline XBRL Instance Document. | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document. | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | ||||
*Furnished herewith
SIGNATURES
Pursuant to the requirements of the Exchange Act, the registrant has caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| NAUTICUS ROBOTICS, INC. | |
| By: | /s/ John W. Gibson, Jr. |
| John W. Gibson, Jr. | |
| Chief Executive Officer | |
| (Principal Executive Officer) | |
| Date: | August 13, 2024 |
| By: | /s/ Victoria Hay |
| Victoria Hay | |
| Interim Chief Financial Officer | |
| Date: | August 13, 2024 |
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