Hagerty, Inc.
For the period ended Sep 30, 2025. Filed Nov 4, 2025.
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Sep 30, 2025 · Filed Nov 4, 2025
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Item 5. Other Information
Trading Arrangements of Directors and Executive Officers
Except as described below, during the three months ended September 30, 2025, no director or executive officer of the Company hasadopted orterminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.
On September 15, 2025, Kenneth Ahn, our President, Marketplace, in his capacity as sole member of Quadrifoglio Holdings LLC ("Quadrifoglio"), adopted a programmed plan of transactions intended to satisfy the affirmative defense provided by Rule 10b5-1 (the "Ahn 10b5-1 Plan"). The Ahn 10b5-1 Plan provides for a first possible trade date of December 15, 2025, and terminates automatically on the earlier of the execution of all trades contemplated by the Ahn 10b5-1 Plan or July 31, 2026. The aggregate number of shares to be sold pursuant to the Ahn 10b5-1 Plan is 500,000 shares of Class A Common Stock, which Quadrifoglio will obtain upon the conversion of 500,000 THG units that it currently holds into shares of Class A Common Stock.
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