Symbotic Inc
For the period ended Sep 28, 2024. Filed Dec 4, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Dec 4, 2024
SYM$37.62-0.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits, Financial Statement Schedules
(a)
- Financial Statements (included in Item 8 of this Annual Report on Form 10-K):
Consolidated Statements of Comprehensive Loss for the years ended September 28, 2024, September 30, 2023, and September 24, 2022
Consolidated Statements of Changes in Redeemable Preferred and Common Units and Equity (Deficit) for the years ended September 28, 2024, September 30, 2023, and September 24, 2022
Notes to Consolidated Financial Statements
- Financial Statement Schedules
Financial statements schedules are omitted as they are either not required or the information is otherwise included in the consolidated financial statements.
(b) Exhibits
These exhibits listed below are filed or incorporated by reference into this Report.
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit | Description | Form | Exhibit | Filing Date |
| 2.1++ | Agreement and Plan of Merger, dated December 12, 2021, among SVF Investment Corp. 3, Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. | 8-K | 2.1 | 12/13/2021 |
| 3.1 | Certificate of Incorporation of Symbotic Inc. | 8-K | 3.1 | 6/13/2022 |
| 3.2 | Bylaws of Symbotic Inc. | 8-K | 3.2 | 6/13/2022 |
| 4.1++ | Warrant to Purchase Common Units, dated June 7, 2022, between Symbotic Holdings LLC and Walmart Inc. | 8-K | 4.1 | 6/13/2022 |
| 4.2 | Warrant to Purchase Class A Common Stock, dated July 23, 2023, between Symbotic Inc. and Sunlight Investment Corp. | 8-K | 4.1 | 7/24/2023 |
| 4.3 | Description of Securities of Symbotic Inc. | 10-K | 4.2 | 12/09/2022 |
| 4.4 | Form of Indenture | S-3 | 4.1 | 7/24/2023 |
| 10.1++ | Amended and Restated Registration Rights Agreement, dated June 7, 2022, among Symbotic Inc., SVF Sponsor III (DE) LLC, certain legacy directors of SVF Investment Corp. 3, and certain directors, officers and stockholders of Symbotic Inc. | 8-K | 10.1 | 6/13/2022 |
| 10.2 | Tax Receivable Agreement, dated June 7, 2022, among Symbotic Inc., Symbotic Holdings LLC and certain members of Symbotic Holdings LLC | 8-K | 10.2 | 6/13/2022 |
| 10.3++ | Second Amended and Restated Limited Liability Company Agreement of Symbotic Holdings LLC, dated June 7, 2022 | 8-K | 10.3 | 6/13/2022 |
| 10.4# | Form of Indemnification Agreement between Symbotic Inc. and each of its directors and executive officers. | 8-K | 10.4 | 6/13/2022 |
| 10.5# | Symbotic Inc. 2022 Omnibus Incentive Compensation Plan | 8-K | 10.5 | 6/13/2022 |
| 10.6# | Form of Restricted Stock Unit Award Agreement under the Symbotic Inc. 2022 Omnibus Incentive Compensation Plan | 8-K | 10.6 | 6/13/2022 |
| 10.7# | Form of Performance-Based Restricted Stock Unit Award Agreement under the Symbotic Inc. 2022 Omnibus Incentive Compensation Plan | 8-K | 10.7 | 6/13/2022 |
| 10.8# | Symbotic Inc. 2022 Employee Stock Purchase Plan | 8-K | 10.8 | 6/13/2022 |
| 10.9# | Symbotic LLC / Warehouse Technologies, LLC 2012 Value Appreciation Plan | S-4 | 10.26 | 3/23/2022 |
| 10.10# | Symbotic LLC / Symbotic Canada ULC / Warehouse Technologies LLC Amended and Restated 2018 Long Term Incentive Plan | S-4 | 10.27 | 3/23/2022 |
| 10.11# | Offer Letter, dated as of March 24, 2022, by and between Symbotic LLC and Michael J. Loparco | S-4 | 10.28 | 4/22/2022 |
| 10.12 | Forward Purchase Agreement, dated March 8, 2021, between SVF Investment Corp. 3 and SVF II SPAC Investment 3 (DE) LLC | 8-K | 10.6 | 3/12/2021 |
| 10.13++ | Unit Purchase Agreement, dated December 12, 2021, among SVF Investment Corp. 3, Warehouse Technologies LLC, Symbotic Holdings LLC, RJJRP Holdings, Inc., RBC 2021 4 Year GRAT 4 (U/A March 31, 2021) and RBC Millennium Trust (U/A June 19, 2000) | 8-K | 10.5 | 12/13/2021 |
| 10.14++^ | Second Amended and Restated Master Automation Agreement, dated May 20, 2022, among Walmart Inc., Symbotic LLC and Warehouse Technologies LLC | S-4 | 10.32 | 5/23/2022 |
| 10.15# | Offer Letter, dated as of April 21, 2017, between Symbotic LLC and Michael Dunn | 8-K | 10.17 | 6/13/2022 |
| 10.16# | Offer Letter, dated September 1, 2020, between Symbotic LLC and Thomas Ernst | 8-K | 10.18 | 6/13/2022 |
| 10.17# | Offer Letter, dated January 13, 2023 between Symbotic LLC and Walter Odisho | 10-Q | 10.1 | 2/08/2024 |
| 10.18 | Investment and Subscription Agreement, dated as of December 12, 2021, between Warehouse Technologies LLC and Walmart, Inc. | S-4 | 10.33 | 5/23/2022 |
| 10.19++^ | Framework Agreement, dated July 23, 2023, among Symbotic Inc., Symbotic Holdings LLC, Symbotic LLC, Sunlight Investment Corp., SVF II Strategic Investments AIV LLC and GreenBox Systems LLC | 8-K | 10.1 | 7/24/2023 |
| 10.20++^ | Amended and Restated Limited Liability Company Agreement of GreenBox Systems LLC, dated September 25, 2024, among GreenBox Systems LLC, Symbotic Holdings LLC and Sunlight Investment Corp. | |||
| 10.21++^ | Master Services, License and Equipment Agreement, dated July 23, 2023, between GreenBox Systems LLC and Symbotic LLC | 8-K | 10.3 | 7/24/2023 |
| 10.22# | Separation Agreement and General Release of Claims, dated November 19, 2022, between Symbotic Inc. and Michael J. Loparco | 8-K | 10.1 | 11/21/2022 |
| 10.23# | Transition Agreement, dated October 1, 2023, between Symbotic LLC and Thomas Ernst | 8-K | 10.1 | 10/02/2023 |
| 10.24# | Offer Letter, dated September 17, 2023, between Symbotic LLC and Carol Hibbard | 8-K | 10.2 | 10/02/2023 |
| 10.25# | Offer Letter, dated February 10, 2020, between Symbotic LLC and William Boyd | |||
| 10.26# | Offer Letter, dated June 17, 2020, between Symbotic LLC and George Dramalis | |||
| 10.27# | Offer Letter, dated November 7, 2011, between Symbotic LLC (f/k/a CasePick Systems, LLC) and Corey Dufresne | |||
| 10.28# | Separation and Severance Agreement, dated April 1, 2014, between Symbotic LLC and Corey Dufresne | |||
| 19.1 | Symbotic Inc. Insider Trading Policy | |||
| 21.1 | List of Subsidiaries of Symbotic Inc. | |||
| 23.1 | Consent of Grant Thornton LLP | |||
| 31.1 | Certification of the Chief Executive Officer pursuant to Rules 13a-14 and 15d-14 promulgated under the Securities Exchange Act of 1934 | |||
| 31.2 | Certification of the Chief Financial Officer pursuant to Rules 13a-14 and 15d-14 promulgated under the Securities Exchange Act of 1934 | |||
| 32.1 | Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |||
| 32.2 | Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |||
| 97.1 | Symbotic Inc. Clawback Policy: Recovery of Erroneously Awarded Incentive-Based Compensation | 10-K | 97.1 | 12/11/2023 |
| 101.INS | Inline Instance Document |
| 101.SCH | Inline Taxonomy Extension Schema Document |
| 101.CAL | Inline Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | Inline Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
| # | Indicates management contract or compensatory plan |
|---|---|
| ++ | Certain of the exhibits and schedules have been omitted in accordance with Item 601(a)(5) of Regulation S-K. We agree to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. |
| ^ | Certain confidential information, marked by brackets and asterisks, has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because we customarily and actually treat such information as private or confidential and the omitted information is not material. |
(c) Not applicable.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.