Klaviyo Inc
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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FY2023 · Filed Feb 29, 2024
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Item 9B. Other Information
During the three months ended December 31, 2023, the Company’s directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted written plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act for the sale of the Company’s securities as set forth in the table below.
| Name | Position | Adoption Date | Total Shares Subject to Trading Arrangement | Expiration Date |
|---|---|---|---|---|
| Amanda Whalen | Chief Financial Officer | November 16, 2023 | 105,000 | November 16, 2024 |
| Landon Edmond(1) | Chief Legal Officer and General Counsel | November 17, 2023 | 258,668 | November 17, 2024 |
| Allen Chaves | Chief Technology Officer | November 21, 2023 | 780,000 | November 22, 2024 |
| Susan St. Ledger | Director | December 11, 2023 | 10,500 | May 30, 2025 |
| Jennifer Ceran | Director | December 14, 2023 | 13,000 | December 16, 2024 |
(1)The actual number of shares of common stock sold pursuant to this plan will be less, after shares are withheld to satisfy tax withholding obligations in connection with the net settlement of equity awards.
No other directors or officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted and/orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the three months ended December 31, 2023.
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