N-able Inc
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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FY2023 · Filed Feb 29, 2024
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Item 9B. Other Information
Other than as set forth below, during the three months ended December 31, 2023, none of the Company’s directors or officers adopted orterminated any purported Rule 10b5-1 plans and/or “non-Rule 10b5-1 trading arrangements,” as defined under applicable law.
During the three months ended December 31, 2023, one of the Company’s officers adopted the stock trading plan described below:
| Name and Title | Character of Trading Arrangement1 | Date Adopted | Duration of Trading Arrangement2 | Aggregate Number ofShares of CommonStock to be Sold Pursuant to Trading Arrangement |
|---|---|---|---|---|
| Kathleen PaiEVP, Chief People Officer | Rule 10b5-1Trading Arrangement | November 22, 2023 | Until August 1, 2024 | 18,399 |
(1) Trading arrangements characterized as a “Rule 10b5-1 Trading Arrangement” are intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the “Rule”) and only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.
(2) The trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the date listed in the table.
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