loanDepot, Inc.
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 9, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
During the quarter ended September 30, 2026, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted orterminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements (in each case, as defined in Item 408 of Regulation S-K), except as set forth below.
| Name and Title | Type of Plan | Date Plan Adopted/ Terminated | Duration | Aggregate Number of Shares to be Purchased or Sold |
|---|---|---|---|---|
| Anthony Hsieh, Executive Chairman, Chief Executive Officer and President | Rule 10b5-1 trading arrangement | Terminated August 21, 2026 (adopted December 9, 2025) | Earliest first trade date was March 17, 2026, and the maximum duration was March 8, 2027 | Provided for the sale of up to 9,600,000 shares of Class A Common Stock, subject to certain conditions |
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