loanDepot Inc
For the period ended Dec 31, 2023. Filed Mar 15, 2024.
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FY2023 · Filed Mar 15, 2024
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Item 9B. Other Information
(b) m
During the quarter ended December 31, 2023, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted orterminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements (in each case, as defined in Item 408 of Regulation S-K), except as set forth below.
| Name and Title | Type of Plan | Date Plan Adopted/ Terminated | Duration | Aggregate Number of Shares to be Purchased or Sold | Comments |
|---|---|---|---|---|---|
| Dan Binowitz, Managing Director of Operations & Servicing | Rule 10b5-1 trading arrangement | Adopted November 28, 2023 | March 20, 2024 – February 27, 2025 | Sell up to 760,708 shares of Class A Common Stock, subject to certain conditions | |
| Jeffrey Walsh, President, LDI Mortgage | Rule 10b5-1 trading arrangement | Adopted December 5, 2023 | April 1, 2024 – September 30, 2024 | Sell up to 1,000,000 shares of Class A Common Stock, subject to certain conditions |
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