NEONC TECHNOLOGIES HOLDINGS, INC.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
NTHI$4.37+16.8%Stored close · as of Nov 10, 2026
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Condensed Consolidated Statements of Stockholders’ Deficit (Unaudited)
Condensed Consolidated Statements of Changes in Stockholders’ Deficit (Unaudited)
Nine Months Ended September 30, 2025
| Common Stock · AdditionalPaid In · Accumulated · TotalStockholders’ | ||||||||
|---|---|---|---|---|---|---|---|---|
| Shares · Amount · Capital · Deficit · Deficit | ||||||||
| Balance as of December 31, 2024 | - | - | 18,090,526 | $1,809 | $45,101,675 | - | $(50,608,445) | $(5,504,961) |
| Sale of common stock, net of offering costs | 727,750 | 73 | 10,252,425 | - | 10,252,498 | |||
| Common stock issued for advisory services | 46,000 | 5 | 557,055 | - | 557,060 | |||
| Cashless exercise of warrants | 162,500 | 16 | (16) | - | - | |||
| Stock based compensation | - | - | 17,397,774 | - | 17,397,774 | |||
| Net loss | - | - | - | - | - | - | (32,326,016) | (32,326,016) |
| Balance as of March 31, 2025 | - | - | 19,026,776 | 1,903 | 73,308,913 | - | (82,934,461) | (9,623,645) |
| Share based compensation | - | - | 3,526,076 | - | 3,526,076 | |||
| Other | (37,755) | - | (37,755) | |||||
| Net loss | - | - | - | - | - | - | (5,680,170) | (5,680,170) |
| Balance as of June 30, 2025 | - | - | 19,026,776 | 1,903 | 76,797,234 | - | (88,614,631) | (11,815,494) |
| Stock based compensation | - | - | 5,040,246 | - | 5,040,246 | |||
| Common stock issued for equity line of credit | 447,527 | 45 | 3,576,853 | - | 3,576,898 | |||
| Net loss | - | - | - | - | - | - | (8,615,920) | (8,615,920) |
| Balance as of September 30, 2025 | - | - | 19,474,303 | $1,948 | $85,414,333 | - | $(97,230,551) | $(11,814,270) |
Condensed Consolidated Statements of Changes in Stockholders’ Deficit (Unaudited)
Nine Months Ended September 30, 2026
| Preferred Stock · APIC · Common Stock · AdditionalPaid In · Treasury · Treasury · Accumulated · TotalStockholders’ | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Shares · Amount · Preferred · Shares · Amount · Capital · Shares · Amount · Deficit · Deficit | ||||||||||||
| Balance as of December 31, 2025 | - | $ | - | $ | - | 21,990,688 | $2,198 | $97,951,035 | 302,766 | $(2,706,307) | $(112,754,655) | $(17,507,729) |
| Common stock issued for advisory services | - | - | - | 5,000 | 1 | (1) | - | - | - | - | ||
| Restricted share grants released from restrictions | - | - | - | 937,347 | 94 | (94) | - | - | - | - | ||
| Common stock issued for equity line of credit | - | - | - | 76,648 | 8 | 663,719 | - | - | - | 663,727 | ||
| Common stock issued for private placement | - | - | - | 1,815,528 | 182 | 7,814,463 | - | - | - | 7,814,645 | ||
| Warrants issued for private placement | - | - | - | - | - | 5,257,138 | - | - | - | 5,257,138 | ||
| Stock based compensation | - | - | - | - | - | 2,732,398 | - | - | - | 2,732,398 | ||
| Tax effect related to net share settlement of equity awards | - | - | - | - | - | - | 394,204 | (3,371,412) | - | (3,371,412) | ||
| Net loss | - | - | - | - | - | - | - | - | (8,819,932) | (8,819,932) | ||
| Balance as of March 31, 2026 | - | - | - | 24,825,211 | 2,483 | 114,418,658 | 696,970 | (6,077,719) | (121,574,587) | (13,231,165) | ||
| Series A preferred shares issued, net of derivative allocation and issuance costs | 6,000 | 1 | 3,134,003 | - | - | - | - | - | - | 3,134,004 | ||
| Restricted share grants released from restriction | - | - | - | 830,377 | 83 | (83) | - | - | - | - | ||
| Common stock issued for private placement | - | - | - | 277,777 | 28 | 1,179,243 | - | - | - | 1,179,271 | ||
| Warrants issued for private placement | - | - | - | - | - | 820,729 | - | - | - | 820,729 | ||
| Stock based compensation | - | - | - | - | - | 5,651,913 | - | - | - | 5,651,913 | ||
| Tax effect related to net share settlement of equity awards | - | - | - | - | - | - | 382,573 | (1,844,019) | - | (1,844,019) | ||
| Net loss | - | - | - | - | - | - | - | - | (14,240,044) | (14,240,044) | ||
| Balance as of June 30, 2026 | 6,000 | $1 | $3,134,003 | 25,933,365 | 2,594 | $122,070,460 | 1,079,543 | $(7,921,738) | $(135,814,631) | $(18,529,311) | ||
| Redemption of Series A convertible preferred stock | (6,000) | (1) | (3,134,003) | - | - | - | - | - | (3,134,004) | |||
| Deemed dividend on redemption of Series A convertible preferred stock | - | - | - | - | - | (2,655,996) | - | - | - | (2,655,996) | ||
| Restricted share grants released from restrictions | - | - | - | 3,000 | 1 | (1) | - | - | - | - | ||
| Issuance of common stock under at-the-market offering, net of offering costs | - | - | - | 258,300 | 26 | 1,200,642 | - | - | - | 1,200,668 | ||
| Issuance of common stock in registered direct offering, net of offering costs | - | - | - | 2,610,715 | 261 | 5,543,831 | - | - | - | 5,544,092 | ||
| Issuance of pre-funded warrants and common warrants in registered direct offering, net of offering costs | - | - | - | - | - | 8,330,824 | - | - | - | 8,330,824 | ||
| Issuance of common stock for services | - | - | - | 45,208 | 5 | 249,995 | - | - | - | 250,000 | ||
| Offering costs charged to additional paid-in capital | - | - | - | - | - | (5,944) | - | - | - | (5,944) | ||
| Stock based compensation | - | - | - | - | - | 267,565 | - | - | - | 267,565 | ||
| Net loss | - | - | - | - | - | - | - | - | (4,440,209) | (4,440,209) | ||
| Balance as of September 30, 2026 | - | $ | - | $ | - | 28,850,588 | $2,887 | $135,001,376 | 1,079,543 | $(7,921,738) | $(140,254,840) | $(13,172,315) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.