CXApp Inc.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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Jun 30, 2026 · Filed Aug 14, 2026
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Item 5. Other Information
Insider Trading Arrangements and Policies
During the six months ended June 30, 2026, no director or officer of CXApp notified CXApp of theadoption, modification ortermination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
Avondale Pre-Paid Purchases
Following the quarter ended June 30, 2026, the Company issued an aggregate of approximately 7,673,664 shares of Class A common stock to Avondale under the Pre-Paid Purchase #4. The shares of common stock were issued between July 6, 2026 and August 12, 2026, at a price between $0.099463 and $0.166712 per share. The offer and sale of these shares of common stock was made in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended, for transactions not involving a public offering.
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