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Midas Edge

Vivakor, Inc.

For the period ended Sep 30, 2025. Filed Nov 19, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2025 · Filed Nov 19, 2025

VIVK$0.29-22.8%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

ITEM 6. Exhibits

EXHIBIT INDEX

Exhibit No. · Exhibit Description · Form · Date · Number · Herewith
2.1Agreement and Plan of Merger dated February 26, 2024 by and among Vivakor, Inc., Empire Energy Acquisition Corp., and Empire Diversified Energy, Inc.8-K3/1/242.1
2.2Membership Interest Purchase Agreement dated as of March 21, 2024, by and among the Registrant, Jorgan Development, LLC and JBAH Holdings LLC re Endeavor Entities8-K10/7/242.1
3.1Certificate of Amendment to Amended and Restated Articles of Incorporation, filed with the Secretary of State of the State of Nevada on January 5, 20248-K1/11/243.1
3.2Certificate of Amendment to Amended and Restated Articles of Incorporation, filed with the Secretary of State of the State of Nevada on February 6, 20258-K2/12/253.1
3.3Form of Certificate of Designation-Series A Preferred Stock8-K10/7/243.1
4.1Vivakor, Inc. Promissory Note dated February 5, 2024, in the principal amount of $3,000,000 issued to Cedarview Opportunities Master Fund LP8-K2/12/244.1
4.2Form of Convertible Promissory Note Issued by Vivakor, Inc. in July 20248-K7/11/244.1
4.3Vivakor, Inc. Promissory Note dated October 31, 2024, in the principal amount of $3,670,160.77 issued to Cedarview Opportunities Master Fund LP8-K/A11/15/244.1
4.4Promissory Note issued by Meridian Equipment Leasing, LLC to B1Bank dated November 12, 2020 in the principal amount of $12,275,00010-Q11/19/244.4
4.5Form of Pre-Funded Warrant8-K10/17/254.1
10.1*Vivakor, Inc. 2023 Equity and Incentive PlanS-82/9/2499.1
10.2Loan and Security Agreement dated February 5, 2024, by and among Vivakor, Inc., as borrower, subsidiaries of Vivakor, Inc., as guarantors, the lenders party thereto, and Cedarview Opportunities Master Fund LP, as agent for the lenders8-K2/12/2410.1
10.3Pledge Agreement dated February 5, 2024, by and among Vivakor, Inc., each of Vivakor, Inc.’s subsidiaries party thereto and Cedarview Opportunities Master Fund LP, as agent for the lenders8-K2/12/2410.2
10.4Guaranty dated February 5, 2024, by and among subsidiaries of Vivakor, Inc. and Cedarview Opportunities Master Fund LP8-K2/12/2410.3
10.5Security Agreement dated February 5, 2024, between Vivakor, Inc., and Cedarview Opportunities Master Fund LP8-K2/12/2410.4
10.6Form of Parent Voting and Support Agreement re Empire Merger Agreement8-K3/1/2410.1
10.7Form of Empire Voting and Support Agreement re Empire Merger Agreement8-K3/1/2410.2
10.8Form of Lock-Up Agreement re Empire Merger Agreement8-K3/1/2410.3
10.9Form of Escrow Agreement re Empire Merger Agreement8-K3/1/2410.4
10.10Form of Lockup Agreement re Endeavor MIPA8-K10/7/2410.3
10.11Net Working Capital Sample Calculation re Endeavor MIPA8-K3/25/2410.2
10.12Form of First Amended and Restated Master Netting Agreement re Endeavor MIPA8-K10/7/2410.4
10.13Convertible Promissory Note dated March 29, 2024 with Keke Mingo8-K4/12/244.1
10.14*Executive Employment Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 20248-K/A6/18/2410.1
Exhibit No. · Exhibit Description · Form · Date · Number · Herewith
10.15*Settlement Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 20248-K/A6/18/2410.2
10.16Form of Promissory Note Issued to Tyler Nelson dated June 13, 20248-K/A6/18/2410.3
10.17Form of Stock Option Issued to Tyler Nelson dated June 13, 20248-K/A6/18/2410.4
10.18Director Agreement, by and between Vivakor, Inc. and Michael Thompson, dated June 3, 20248-K6/7/2410.1
10.19*Executive Employment Agreement by and between Vivakor, Inc. and Patrick Knapp dated June 26, 20248-K7/2/2410.1
10.20Consulting Agreement with 395 Group, LLC8-K7/11/2410.1
10.21Supplement No. 3 dated June 18, 2024 to Master Agreement by and between Silver Fuels Delhi, LLC, Jorgan Development, LLC and Maxus Capital Group, LLC dated March 17, 202010-Q8/16/2410.21
10.22Securities Purchase Agreement dated July 26, 2024, by and between the Company and James K. Granger, as Buyer8-K8/1/2410.4
10.23Securities Purchase Agreement dated August 28, 2024 by and between the Company and E-Starts, as Buyer8-K9/11/2410.1
10.24*Form of Executive Employment Agreement dated October 1, 2024, by and between Vivakor Administration, LLC, as Company, and Russ Shelton, as Executive8-K10/7/2410.1
10.25*Form of Side Letter for Additional Compensation by and between Ballengee Holdings, LLC, and Russ Shelton8-K10/7/2410.2
10.26Form Transition Services Agreement for Endeavor MIPA8-K10/7/2410.5
10.27Form of Repair & Maintenance Subscription Agreement8-K10/7/2410.6
10.28Form of Assignment of Membership Interest8-K10/7/2410.7
10.29Form of Employment Agreement for Vice President, Marketing8-K11/15/2410.1
10.30Executive Employment Agreement dated effective October 1, 2024, by and between Vivakor Administration, LLC, as Company, and Jeremy Gamboa, as Executive8-K/A11/15/241.01
10.31Loan and Security Agreement dated October 31, 2024, by and among Vivakor, Inc., as borrower, and Cedarview Capital Management, LLC, as agent, et al.8-K11/7/2410.1
10.32Pledge Agreement dated October 31, 2024, by and among Vivakor, Inc., each of Vivakor, Inc.’s subsidiaries party thereto and Cedarview Capital Management, LLC, as agent for the lenders8-K/A11/15/2410.2
10.33Guaranty dated October 31, 2024, by and among certain subsidiaries of Vivakor, Inc. and Cedarview Capital Management, LLC8-K/A11/15/2410.3
10.34Security Agreement dated October 31, 2024, between Vivakor, Inc., certain of its subsidiaries and Cedarview Opportunities Master Fund LP8-K/A11/15/2410.4
10.35Purchase and Sale Agreement by and between Pilot OFS Holdings, LLC and Meridian Equipment Leasing, LLC dated December 22, 202310-Q11/19/2410.35
10.36Letter Agreement regarding Secured Promissory Note and related Loan Documents by and between Pilot OFS and Meridian Equipment Leasing, LLC dated October 1, 202410-Q11/19/2410.36
10.37First Amended and Restated Secured Promissory Note issued by Meridian Equipment Leasing, LLC to Pilot OFS Holdings, LLC in the principal amount of $13,000,00010-Q11/19/2410.37
Exhibit No. · Exhibit Description · Form · Date · Number · Herewith
10.38Amended and Restated Secured Promissory Note issued by Meridian Equipment Leasing, LLC to Pilot OFS Holdings, LLC in the principal amount of $1,500,00010-Q11/19/2410.38
10.39Security Agreement, Financing Statement and Assignment of Collateral by and between Meridian Equipment Leasing, LLC and Pilot OFS Holdings, LLC dated December 31, 202310-Q11/19/2410.39
10.40Pledge Agreement by and between Meridian Equipment Leasing, LLC and Pilot OFS Holdings, LLC dated December 31, 202310-Q11/19/2410.40
10.41Master Lease Agreement by and between Maxus Capital Group, LLC and Meridian Equipment Leasing, LLC dated December 28, 202110-Q11/19/2410.41
10.42Form of Schedule to Master Lease Agreement by and between Maxus Capital Group, LLC and Meridian Equipment Leasing, LLC10-Q11/19/2410.42
10.43Amended Loan Authorization and Agreement by and between U.S. Small Business Association and Meridian Transport, LLC dated April 18, 2022 in the amount of $500,00010-Q11/19/2410.43
10.44Business Loan, Guaranty and Security Agreement by and between Agile Lending, LLC and Endeavor Crude, LLC and its subsidiaries dated September 27, 202410-Q11/19/2410.44
10.45Merchant Cash Advance Agreement by and between Curve Capital LLC and Endeavor Crude, LLC dated March 14, 202410-Q11/19/2410.45
10.46Station Throughput Agreement by and between Silver Fuels Processing, LLC, Posse Wasson, LLC, Posse Monroe, LLC and White Claw Crude, LLC dated January 1, 202410-Q11/19/2410.46
10.47Station Throughput Agreement by and between CPE Midcon Gathering, LLC and White Claw Crude, LLC dated January 1, 202410-Q11/19/2410.47
10.48Trucking Transport Agreement by and between Endeavor Crude, LLC and White Claw Crude, LLC dated January 1, 202310-Q11/19/2410.48
10.49Station Throughput Agreement by and between CPE Midcon Gathering, LLC and White Claw Crude, LLC dated July 1, 202310-Q11/19/2410.49
10.50Business Manager Agreement by and between b1Bank and Endeavor Crude, LLC dated January 6, 202310-Q11/19/2410.50
10.51Loan and Security Agreement by and between B1Bank and Meridian Equipment Leasing, LLC, et al dated November 12, 202010-Q11/19/2410.51
10.52Deed of Trust, Security Agreement, Assignment of Leases, Assignment of Rents and Financing Statement by and between B1Bank and Meridian Equipment Leasing, LLC, et al dated November 12, 202010-Q11/19/2410.52
10.53Trucking Transport Agreement Addendum by and between Endeavor Crude, LLC and White Claw Crude, LLC dated January 1, 202410-Q11/19/2410.53
10.54First Amendment to Crude Oil Gathering and Dedication Agreement by and between CPE Midcon Gathering, LLC and Continental Resources, Inc. dated July 13, 201810-Q11/19/2410.54
10.55Motor Carrier Services Agreement by and between Bonanza Creek Energy Operating Company, LLC, et al and Endeavor Crude, LLC dated May 21, 202310-Q11/19/2410.55
Exhibit No. · Exhibit Description · Form · Date · Number · Herewith
10.56Lease Agreement by and between Basin Housing Ventures, LLC and Equipment Transport, LLC10-Q11/19/2410.56
10.57Sales Agreement by and between White Claw Crude, LLC and Silver Fuels Delhi, LLC dated July 1, 202410-Q11/19/2410.57
10.58Repair & Maintenance Subscription Plan by and between Horizon Truck & Trailer, LLC and Meridian Equipment Leasing, LLC dated October 1, 202410-Q11/19/2410.58
10.59Schedule No. 4 dated August 9, 2024, 2024 to Master Agreement by and between White Claw Colorado City, LLC and Jorgan Development, LLC (as Co-Lessors) and Maxus Capital Group, LLC dated December 28, 202110-Q11/19/2410.59
10.60Consulting Agreement with WSGS, LLC dated February 11, 20258-K2/14/2510.1
10.61Side Letter with Tyler Nelson dated February 10, 20258-K2/14/2510.2
10.62Employment Agreement with Andre Johnson dated February 10, 20258-K2/14/2510.3
10.63Loan and Security Agreement with J.J. Astor & Co. dated March 17, 20258-K3/21/2510.1
10.64Registration Rights Agreement with J.J. Astor & Co. dated March 17, 20258-K3/21/2510.3
10.65Junior Secured Convertible Promissory Note Issued to J.J. Astor & Co.8-K3/21/2510.2
10.66Side Letter with Cedarview Capital Management LLC8-K4/15/2510.1
10.67Form of Securities Purchase Agreement with ClearThink Capital Partners, LLC and Other Investors dated May 13, 20258-K5/20/2510.1
10.68Form of Promissory Note Under Securities Purchase Agreement with ClearThink Capital Partners, LLC and Other Investors8-K5/20/2510.2
10.69Forbearance Agreement with J.J. Astor & Co. dated July 9, 20258-K7/21/2510.1
10.70Second Amendment to Loan Agreement and Registration Rights Agreement dated July 9, 20258-K7/21/2510.2
10.71Junior Secured Convertible Promissory Note dated July 9, 20258-K7/21/2510.3
10.72*Executive Employment Agreement, by and between Vivakor Administration, LLC and Kimberly Hawley, dated July 24, 20258-K7/24/2510.1
10.73Membership Interest Purchase Agreement dated July 30, 2025, by and between Vivakor Transportation, LLC, as Seller, and Jorgan Development, LLC, as Buyer8-K8/6/2510.1
10.74Forbearance Agreement dated July 30, 2025, by and between Maxus Capital Group, LLC, and Silver Fuels Delhi, LLC, et al.8-K8/6/2510.2
10.75Transition Agreement dated August 3, 2025, by and between Vivakor, Inc., Vivakor Administration, LLC, and Russ M. Shelton8-K8/6/2599.1
10.76Second Amended Employment Agreement, by and between Vivakor, Inc., Vivakor Administration, LLC and Les Patterson, dated August 12, 20258-K8/18/2510.1
10.77Second Forbearance Agreement with J.J. Astor & Co. dated October 8, 20258-K10/14/2510.1
10.78Third Junior Secured Convertible Promissory Note dated October 9, 20258-K10/14/2510.2
10.79Form of Securities Purchase Agreement8-K10/17/2510.1
10.80Form of Placement Agent Agreement8-K10/17/2510.2
10.81Form of Physical Commodity Intermediation Agreement dated October 22, 20258-K10/23/2510.1
10.82Settlement Agreement with James Samuelson dated October 23, 20258-K10/23/2510.2
10.83Settlement Agreement with Tyler Nelson8-K11/12/2510.1
10.84Transition Agreement with Patrick Knapp dated November 10, 20258-K11/12/2510.2
Exhibit No.Exhibit DescriptionFormDateNumberHerewith
21.1Subsidiaries of the CompanyFiled
31.1Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002Filed
31.2Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002Filed
32.1Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002Furnished**
32.2Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002Furnished**
101.INSInline XBRL Instance DocumentFiled
101.SCHInline XBRL Taxonomy Extension Schema DocumentFiled
101.CALInline XBRL Taxonomy Extension Calculation Linkbase DocumentFiled
101.DEFInline XBRL Taxonomy Extension Definition Linkbase DocumentFiled
101.LABInline XBRL Taxonomy Extension Label Linkbase DocumentFiled
101.PREInline XBRL Taxonomy Extension Presentation Linkbase DocumentFiled
104Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
*Management contract or compensatory plan or arrangement.
**These exhibits are being furnished rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K.
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.