Aeries Technology, Inc.
For the period ended Jun 30, 2025. Filed Aug 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 14, 2025
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Item 5. Other Information
During the quarter ended June 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, or the Exchange Act) adopted, modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as such terms are defined under Item 408 of Regulation S-K).
We inadvertently omitted the disclosure of a Rule 10b5-1 trading arrangement adopted by Daniel Webb, our Chief Financial Officer, on March 14, 2025, in Item 5 of Part II in our Annual Report on Form 10-K for the fiscal year ended March 31, 2025. The details of this plan are set forth below.
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # of Securities to be Sold |
|---|---|---|---|---|---|
| Daniel Webb(1) | Chief Financial Officer | Adoption | March 14, 2025 | March 14, 2027 | 523,776 |
| (1) | Daniel Webb, our Chief Financial Officer, entered into a pre-arranged share trading plan pursuant to Rule 10b5-1 on March 14, 2025. The plan provides for the potential sale of up to 523,776 Class A ordinary shares, subject to adjustment for share splits or other similar changes in our capitalization that may occur prior to the execution of the trades. The plan expires on March 14, 2027, or upon the earlier completion of all authorized transactions under the plan. |
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