Nexalin Technology, Inc.
For the period ended Mar 31, 2025. Filed May 13, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 13, 2025
NXL$1.47-2.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 6. Exhibits
| (a) | Exhibits. |
| 1.1(2) | Underwriting Agreement dated as of September 15, 2022 between the Company and Maxim Group LLC |
| 1.2(11) | Equity Distribution Agreement between the Company and Maxim Group LLC |
| 1.3(12) | Underwriting Agreement dated May 4, 2025 between the Company and Maxim Group LLC |
| 3.1(1) | Certificate of Incorporation, as amended and as currently in effect. |
| 3.2(1) | Amended and Restated Bylaws |
| 4.1(1) | Form of Specimen stock certificate evidencing shares of common stock |
| 4.2(3) | Warrant Agreement between the Company and Continental Stock Transfer and Trust company as warrant agent dated as of September 16, 2022 |
| 4.3(3) | Form of Warrant Certificate (filed as part of Exhibit 4.2) |
| 10.1(5) | Joint Venture Agreement between the Company and Wider Come Limited dated as of May 31, 2023. |
| 10.2(5) | Employment Agreement between the Company and Mark White dated as of July 1, 2023. |
| 10.3(5) | Services Agreement between the Company and David Owens, M.D. dated as of July 1, 2023. |
| 10.4(1) | Quality Assurance Agreement between the Company and Apical Instruments dated December 31, 2020. |
| 10.5(1) | Advisor Agreement with Leonard Osser dated as of December 22,2021 |
| 10.6(1) | Advisor Agreement with Tucker Anderson dated as of December 24, 2021 |
| 10.7(1) | Advisor Agreement with Gian Domenico Trombetta dated December 24, 2021 |
| 10.8(1) | Employment Agreement between the Company and Marilyn Elson dated as of January 11, 2022 |
| 10.9(1) | Amendment and Deferral Agreement dated as of March 30, 2022 to Consulting Agreement between the Company and US Asian Consulting Group LLC |
| 10.10(5) | Employment Agreement between the Company and Michael Nketiah dated as of July 1, 2023. |
| 10.11(1) | Form of Lock-Up Agreement. |
| 10.12(1) | Consulting Agreement dated as of May 9, 2018 between the Company and US Asian Consulting Group, LLC, as amended on January 2, 1019 and March 4, 2021 |
| 10.13(4) | Amended and Restated Promissory Note in favor Mark White dated as of January 1, 2023 |
| 10.14(1) | Distribution Authorization Agreement dated as of May 1, 2019 with Wider Come Limited. |
| 10.15(6) | Form of Lock-Up Agreement |
| 10.16(6) | Form of Securities Purchase Agreement |
| 10.17(7) | Placement Agency Agreement |
| 10.18(8) | Letter Agreement between the Company and Carolyn Shelton |
| 10.19(9) | Supplier Quality Agreement dated as of December 20, 2024 between the Company and Velentium |
| 19.1(10) | Nexalin Technology, Inc. Insider Trading Policy |
| 31.1(13) | Certification of the Principal Executive Officer and Principal Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended |
| 32.1(13) | Certification of the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 97.1(10) | Nexalin Technology, Inc. Compensation Recoupment Policy |
| 99.1(1) | Code of Ethics |
| 99.2(1) | Audit Committee Charter |
| 99.3(1) | Compensation Committee Charter |
| 99.4(1) | Nominating and Corporate Governance Committee Charter |
| (1) | Previously filed as an exhibit to Form S-1 as declared effective by the SEC on September 15, 2022 (SEC File Number 333-261989). |
| (2) | Previously filed as an exhibit to Form 8-K as filed with the SEC on September 20, 2022. |
| (3) | Previously filed as an exhibit to Form 8-K/A as filed with the SEC on September 20, 2022. |
| (4) | Previously filed as an exhibit to Form 10-Q as filed with the SEC on May 10, 2023. |
| (5) | Previously filed as an exhibit to Form 10-Q as filed with the SEC on August 10, 2023. |
| (6) | Previously filed as an exhibit to Form S-1/A as declared effective by the SEC on June 27, 2024 (SEC File Number 333-279684). |
| (7) | Previously filed as an exhibit to Form 8-K as filed with the SEC on July 3, 2024. |
| (8) | Previously filed as an exhibit to Form 8-K as filed with the SEC on September 19, 2024. |
| (9) | Previously filed as an exhibit to Form S-1/A as filed with the SEC on January 30, 2025 (SEC File Number 333-283960). |
| (11) | Filed as an exhibit to Form S-3 as declared effective by the SEC on April 29, 2025 (SEC File No. 333-286711). |
| (12) | Previously filed as an exhibit to Form 8-K as filed with the SEC on May 6, 2025. |
| (13) | Filed as an exhibit to this Form 10-Q. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.