Innovative Eyewear Inc
For the period ended Dec 31, 2024. Filed Mar 24, 2025.
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FY2024 · Filed Mar 24, 2025
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Item 15. Exhibit and Financial Statement Schedules
Item 15. Exhibits, Financial Statement Schedules.
(a)(1)(2)Financial Statement Schedules
See accompanying “Index to Consolidated Financial Statements.”
(b)Exhibits
| Exhibit No. | Description |
|---|---|
| 1.1* | Underwriting Agreement by and among Innovative Eyewear, Inc. and Maxim Group LLC, as representative of the several underwriters, dated August 14, 2022, (Incorporated by reference to Exhibit 1.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission August 18, 2022) |
| 3.1* | Second Amended and Restated Articles of Incorporation of Innovative Eyewear, Inc., (Incorporated by reference to Exhibit 3.1 to the Amended Registration Statement filed on Form S-1/A 1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 3.2* | Amended and Restated Bylaws of innovative Eyewear, Inc., (Incorporated by reference to Exhibit 3.1 to the Amended Registration Statement filed on Form S-1/A 1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 3.3* | Certificate of Amendment to Articles of Incorporation, as filed with the Secretary of State of the State of Florida on July 8, 2024 (Incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission on July 10, 2024) |
| 4.1* | Form of Representative’s Warrant Agreement (Incorporated by reference to Exhibit 4.1 to the Amended Registration Statement filed on Form S-1/A 2 (File No. 333-261616) filed with the Securities Exchange Commission January 20, 2022) |
| 4.2* | Representative’s Warrant issued to Maxim Group LLC., dated August 17, 2022, (Incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission August 18, 2022) |
| 4.3* | Form of Common Stock Purchase Warrant, (Incorporated by reference to Exhibit 4.2 to the Amended Registration Statement filed on Form S-1/A 2 (File No. 333-261616) filed with the Securities Exchange Commission January 20, 2022) |
| 4.4* | Form of Warrant (incorporated by reference to Exhibit 4.6 to the Registration Statement on Form S-1 (File No. 333-272737) filed with the SEC on June 16, 2023) |
| 4.5* | Form of Placement Agent Warrant (incorporated by reference to Exhibit 4.7 to the Registration Statement on Form S-1 (File No. 333-272737) filed with the SEC on June 16, 2023) |
| 4.6* | Form of Warrant Agency Agreement (incorporated by reference to Exhibit 4.8 to the Registration Statement on Form S-1 (File No. 333-272737) filed with the SEC on June 16, 2023) |
| 4.7* | Form of Purchase Warrant (Incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission May 1, 2024) |
| 4.8* | Form of PA Warrant (Incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission May 1, 2024) |
| 4.9* | Form of Purchase Warrant (Incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission May 29, 2024) |
| 4.10* | Form of PA Warrant (Incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission May 29, 2024) |
| 4.11* | Form of Series A Warrant (Incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 5, 2024) |
| 4.12* | Form of Series B Warrant (Incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 5, 2024) |
| 4.13* | Form of PA Warrant (Incorporated by reference to Exhibit 4.3 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 5, 2024) |
| 4.14* | Form of Series C Warrant (Incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 19, 2024) |
| 4.15* | Form of Series D Warrant (Incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 19, 2024) |
| 4.16* | Form of PA Warrant (Incorporated by reference to Exhibit 4.3 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 19, 2024) |
| 4.17* | Rights Agreement, dated as of September 25, 2024, by and between Innovative Eyewear, Inc. and VStock Transfer LLC, as rights agent. (Incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 26, 2024) |
| 4.18* | Form of Rights Certificate (Incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 26, 2024) |
| 4.19* | Form of Series E Warrant (Incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 26, 2024) |
| 4.20* | Form of Series F Warrant (Incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 26, 2024) |
| 4.21* | Form of PA Warrant (Incorporated by reference to Exhibit 4.3 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 26, 2024) |
| 10.1* | License Agreement between Innovative Eyewear, Inc. and Lucyd Ltd., dated April 1, 2020, (Incorporated by reference to Exhibit 10.1 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 10.2* | Addendum to License Agreement between Innovative Eyewear, Inc. and Lucyd Ltd., dated December 7, 2021, (Incorporated by reference to Exhibit 10.2 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 10.3 | Management Agreement between Innovative Eyewear, Inc. and Tekcapital Europe Ltd., dated June 1, 2020, (Incorporated by reference to Exhibit 10.3 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 10.7* | Employment Agreement by and between Innovative Eyewear, Inc. and Harrison Gross, dated August 11, 2021, (Incorporated by reference to Exhibit 10.6 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 10.8* | Employment Agreement by and between Innovative Eyewear, Inc. and Konrad Dabrowski, dated August 11, 2021, (Incorporated by reference to Exhibit 10.7 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 10.9* | Innovative Eyewear, Inc., 2021 Equity Incentive Plan, (Incorporated by reference to Exhibit 10.10 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 10.10* | Sales Representation Agreement by and between Innovative Eyewear, Inc. and D. Landstrom Associates, Inc., dated March 4, 2021, (Incorporated by reference to Exhibit 10.11 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 10.11* | At the Market Offering Agreement, dated April 15, 2024, by and between Innovative Eyewear, Inc. and H.C. Wainwright & Co., LLC (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission April 16, 2024) |
| 10.12* | Note Agreement with Lucyd Ltd. (Incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q (File No. 001-41392) filed with the Securities and Exchange Commission May 14, 2024) |
| 10.13* | Form of Securities Purchase Agreement (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission May 1, 2024) |
| 10.14* | Form of Securities Purchase Agreement (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission May 29, 2024) |
| 10.15* | Form of Inducement Letter Agreement, dated September 3, 2024, by and between Innovative Eyewear, Inc. and the Holders (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 5, 2024) |
| 10.16* | Form of Inducement Letter Agreement, dated September 18, 2024, by and between Innovative Eyewear, Inc. and the Holders (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 19, 2024) |
| 10.17* | Form of Inducement Letter Agreement, dated September 22, 2024, by and between Innovative Eyewear, Inc. and the Holders (Incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K (File No. 001-41392) filed with the Securities and Exchange Commission September 26, 2024) |
| 14.1* | Form of Code of Ethics of innovative Eyewear, Inc. (Incorporated by reference to Exhibit 14.1 to the Registration Statement filed on Form S-1 (File No. 333-261616) filed with the Securities and Exchange Commission on January 10, 2022) |
| 19.1* | Insider trading policy (Incorporated by reference to Exhibit 19.1 to the Annual Report filed on Form 10-K (File No. 001-41392) filed with the Securities and Exchange Commission on March 25, 2024) |
| 23.1 | Consent of Cherry Bekaert LLP, Independent Registered Public Accounting Firm |
| 24.1 | Power of Attorney |
| 31.1 | Certification of Principle Executive Officer Pursuant to Securities Exchange Act Rules 13A-14(A)and 15D-14(A) |
| 31.2 | Certification of Principle Financial Officer Pursuant to Securities Exchange Act Rules 13A-14(A)and 15D-14(A) |
| 32.1 | Certification of Principle Executive Officer Pursuant to 18 U.S.C. Section 1350 |
| 32.2 | Certification of Principle Financial Officer Pursuant to 18 U.S.C. Section 1350 |
| 97 | Innovative Eyewear, Inc., Executive Compensation Clawback Policy |
| 101.ins | XBRL Instance Document |
| 101.sch | XBRL Taxonomy Extension Schema Document |
| 101.cal | XBRL Taxonomy Calculation Linkbase Document |
| 101.def | XBRL Taxonomy Definition Linkbase Document |
| 101.lab | XBRL Taxonomy Label Linkbase Document |
| 101.pre | XRL Taxonomy Presentation Linkbase Document |
| * | Previously filed |
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