Vivakor Inc
For the period ended Jun 30, 2024. Filed Aug 16, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 16, 2024
VIVK$0.29-22.8%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 6. Exhibits
EXHIBIT INDEX
| Exhibit No. · Exhibit Description · Form · Date · Number · Herewith | ||||
|---|---|---|---|---|
| 2.1 | Agreement and Plan of Merger dated February 26, 2024 by and among Vivakor, Inc., Empire Energy Acquisition Corp., and Empire Diversified Energy, Inc. | 8-K | 3/1/24 | 2.1 |
| 2.2 | Membership Interest Purchase Agreement dated as of March 21, 2024, by and among the Registrant, Jorgan Development, LLC and JBAH Holdings LLC re Endeavor Entities | 8-K | 3/25/24 | 2.1 |
| 3.1 | Certificate of Amendment to Amended and Restated Articles of Incorporation, filed with the Secretary of State of the State of Nevada on January 5, 2024 | 8-K | 1/11/24 | 3.1 |
| 3.2 | Form of Certificate of Designation-Series A Preferred Stock | 8-K | 3/25/24 | 3.1 |
| 4.1 | Vivakor, Inc. Promissory Note dated February 5, 2024, in the principal amount of $3,000,000 issued to Cedarview Opportunities Master Fund LP | 8-K | 2/12/24 | 4.1 |
| 4.2 | Form of Convertible Promissory Note Issued by Vivakor, Inc. in July 2024 | 8-K | 7/11/24 | 4.1 |
| 10.1* | Vivakor, Inc. 2023 Equity and Incentive Plan | S-8 | 2/9/24 | 99.1 |
| 10.2 | Loan and Security Agreement dated February 5, 2024, by and among Vivakor, Inc., as borrower, subsidiaries of Vivakor, Inc., as guarantors, the lenders party thereto, and Cedarview Opportunities Master Fund LP, as agent for the lenders | 8-K | 2/12/24 | 10.1 |
| 10.3 | Pledge Agreement dated February 5, 2024, by and among Vivakor, Inc., each of Vivakor, Inc.’s subsidiaries party thereto and Cedarview Opportunities Master Fund LP, as agent for the lenders | 8-K | 2/12/24 | 10.2 |
| 10.4 | Guaranty dated February 5, 2024, by and among subsidiaries of Vivakor, Inc. and Cedarview Opportunities Master Fund LP | 8-K | 2/12/24 | 10.3 |
| 10.5 | Security Agreement dated February 5, 2024, between Vivakor, Inc., and Cedarview Opportunities Master Fund LP | 8-K | 2/12/24 | 10.4 |
| 10.6 | Form of Parent Voting and Support Agreement re Empire Merger Agreement | 8-K | 3/1/24 | 10.1 |
| 10.7 | Form of Empire Voting and Support Agreement re Empire Merger Agreement | 8-K | 3/1/24 | 10.2 |
| 10.8 | Form of Lock-Up Agreement re Empire Merger Agreement | 8-K | 3/1/24 | 10.3 |
| 10.9 | Form of Escrow Agreement re Empire Merger Agreement | 8-K | 3/1/24 | 10.4 |
| 10.10 | Form of Lockup Agreement re Endeavor MIPA | 8-K | 3/25/24 | 10.1 |
| 10.11 | Net Working Capital Sample Calculation re Endeavor MIPA | 8-K | 3/25/24 | 10.2 |
| 10.12 | Form of First Amended and Restated Master Netting Agreement re Endeavor MIPA | 8-K | 3/25/24 | 10.3 |
| 10.13 | Convertible Promissory Note dated March 29, 2024 with Keke Mingo | 8-K | 4/12/24 | 4.1 |
| 10.14* | Executive Employment Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 2024 | 8-K | 6/18/24 | 10.1 |
| Exhibit No. | Exhibit Description | Form | Date | Number | Herewith |
|---|---|---|---|---|---|
| 10.15* | Settlement Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 2024 | 8-K | 6/18/24 | 10.2 | |
| 10.16 | Form of Promissory Note Issued to Tyler Nelson dated June 13, 2024 | 8-K | 6/18/24 | 10.3 | |
| 10.17 | Form of Stock Option Issued to Tyler Nelson dated June 13, 2024 | 8-K | 6/18/24 | 10.4 | |
| 10.18 | Director Agreement, by and between Vivakor, Inc. and Michael Thompson, dated June 3, 2024 | 8-K | 6/7/24 | 10.1 | |
| 10.19* | Executive Employment Agreement by and between Vivakor, Inc. and Patrick Knapp dated June 26, 2024 | 8-K | 7/2/24 | 10.1 | |
| 10.20 | Consulting Agreement with 395 Group, LLC | 8-K | 7/11/24 | 10.1 | |
| 10.21 | Supplement No. 3 dated June 18, 2024 to Master Agreement by and between Silver Fuels Delhi, LLC, Jorgan Development, LLC and Maxus Capital Group, LLC dated March 17, 2020 | Filed | |||
| 31.1 | Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed | |||
| 31.2 | Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed | |||
| 32.1 | Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Furnished** | |||
| 32.2 | Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Furnished** | |||
| 101.INS | Inline XBRL Instance Document | Filed | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed | |||
| 104 | Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101). | ||||
| * | Management contract or compensatory plan or arrangement. |
|---|---|
| ** | These exhibits are being furnished rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K. |
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