Hippo Holdings Inc.
For the period ended Sep 30, 2026. Filed Oct 29, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 29, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
From time to time, our officers (as defined in Rule 16a-1(f)) and directors may enter into Rule 10b5-1 or non-Rule 10b5-1 trading arrangements (as each such term is defined in Item 408 of Regulation S-K). Other than as described below, during the quarter ended September 30, 2026, no director or “officer” of the Company (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K:
| Trading Arrangement | ||||||
|---|---|---|---|---|---|---|
| Name and Position | Action | Date | Rule 10b5-1(1) | Non-Rule 10b5-1 | Maximum No. of Shares to be Sold | Expiration Date |
| Richard McCathron (Chief Executive Officer) | Adopt | 9/11/2026 | X | — | 150,000(2) | 12/31/2027 |
| Guy Zeltser (Chief Financial Officer) | Adopt | 9/15/2026 | X | — | 21,000 | 12/31/2027 |
| Laura Boettcher (Chief Operating Officer) | Adopt | 8/17/2026 | X | — | 3,265(3) | 11/30/2027 |
(1)Intended to satisfy the affirmative defense of Rule 10b5-1(c).
(2)Represents shares of common stock issuable upon the exercise of outstanding stock options held by Mr. McCathron and the sale of the underlying shares pursuant to the trading arrangement.
(3)In addition to the shares shown in the table, the trading arrangement provides for the sale of up to 18,149 shares of common stock issuable upon the vesting of outstanding RSUs that are expected to vest during the term of the trading arrangement, net of any shares withheld to satisfy applicable tax withholding obligations. The actual number of such shares to be sold is not determinable until each vesting occurs.
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