Jackson Financial Inc.
For the period ended Mar 31, 2025. Filed May 7, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 7, 2025
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Item 5. Other Information
During the three months ended March 31, 2025, none of our Section 16 officers or JFI directors adopted orterminated any contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any "non-Rule 10b5-1 trading arrangement" (as defined in Section 408(c) of Regulations S-K).
However, on April 7, 2025, the trading arrangement described below terminated in accordance with its terms. The arrangement was a written plan governing the sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) as defined under the securities laws.
| NAME AND TITLE OF DIRECTOR OR OFFICER | DATE OF TERMINATION OF TRADING ARRANGEMENT | DURATION OF TRADING ARRANGEMENT (1) | # OF AGGREGATE SHARES TO BE SOLD PURSUANT TO THE TRADING ARRANGEMENT |
|---|---|---|---|
| Craig D. Smith, President and CEO of PPM America, Inc. and Executive Vice President of Jackson | April 7, 2025 | November 8, 2024 – April 14, 2025 | 32,154 shares of common stock |
(1)Mr. Smith’s Rule 10b5-1 trading plan (the “Plan”) was scheduled to expire upon the earlier of April 14, 2025, or the sale of all shares subject to the Plan.
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