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Affirm Holdings Inc

For the period ended Sep 30, 2024. Filed Nov 7, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 7, 2024

AFRM$68.03-0.1%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Rule 10b5-1 Trading Plans

During the three months ended September 30, 2024, the following directors and officers of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, as follows:

On September 12, 2024, Keith Rabois, a member of our Board of Directors, adopted a Rule 10b5-1 trading arrangement providing for the sale of the Company's Class A common stock (a “Rule 10b5-1 Trading Plan”) that is intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c). Mr. Rabois’ Rule 10b5-1 Trading Plan provides for the sale of up to 96,523 shares of our Class A common stock from December 12, 2024 until June 30, 2025, or earlier if all transactions under the trading arrangement are completed.

On September 13, 2024, Christa Quarles, a member of our Board of Directors, adopted a Rule 10b5-1 Trading Plan. Ms. Quarles’ Rule 10b5-1 Trading Plan provides for the sale of up to 45,000 shares of our Class A common stock pursuant to one or more limit orders, plus a portion of any additional shares of our Class A common stock to be received upon the vesting of RSUs to occur on various dates within the duration of the trading arrangement, from December 13, 2024 until November 30, 2025, or earlier if all transactions under the trading arrangement are completed.

On September 13, 2024, Michael Linford, our Chief Operating Officer and Chief Financial Officer, adopted a Rule 10b5-1 Trading Plan. Mr. Linford’s Rule 10b5-1 Trading Plan provides for the exercise of up to 400,000 employee stock options and sale of the underlying shares of our Class A common stock pursuant to one or more limit orders from December 13, 2024 until September 15, 2025, or earlier if all transactions under the trading arrangement are completed.

No other directors or officers, as defined in Rule 16a-1(f), adopted and/orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the three months ended September 30, 2024.

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