Rocket Lab Corp
For the period ended Mar 31, 2026. Filed May 7, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 7, 2026
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Item 5. Other Information
Insider Trading Arrangements
During the three months ended March 31, 2026, certain executive officers and directors of the Company (each, a “Plan Participant”) entered into Rule 10b5-1 trading plan (a “Rule 10b5-1 Trading Plan”) to sell shares of the Company’s common stock subject to any applicable volume limitations.
The table below provides certain information regarding each Plan Participant’s Rule 10b5-1 Trading Plan.
| Name · Title · Plan Date · Maximum Shares That May Be Sold Under the Plan · Plan Expiration Date | |||||
|---|---|---|---|---|---|
| Sir Peter Beck | Chief Executive Officer | March 27, 2026 | 5,000,000 | July 8, 2026 | |
| Adam Spice | Chief Financial Officer | March 27, 2026 | 840,942 | (1) | June 30, 2027 |
(1) Represents shares issuable to Mr. Spice upon the exercise of approximately 33% of the vested stock options held by Mr. Spice as of the date of the Rule 10b5-1 Trading Plan, all of which are scheduled to expire in August 2028.
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