Xos, Inc.
For the period ended Dec 31, 2024. Filed Mar 31, 2025.
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FY2024 · Filed Mar 31, 2025
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Item 9B. Other Information
Insider Trading Arrangements
During thethree months ended December 31, 2024, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the contracts, instructions, or written plans for the purchase or sale of our securities set forth in the table below:
| Date | Action | Rule 10b5-1(1) | Expiration Date | Total Shares of Common Stock to be Sold(2) | |
|---|---|---|---|---|---|
| Christen RomeroGeneral Counsel | 12/2/2024 | Termination(3) | Yes | 12/2/2024 | 165,000 |
| Christen RomeroGeneral Counsel | 12/2/2024 | Adoption(3) | No | 12/10/2025 | 145,000 |
(1) Contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
(2) Based solely on the terms of the applicable trading arrangement, as adjusted for any securities covered thereby that were sold otherwise than through the trading arrangement, itself.
(3) Mr. Romero sold 20,000 shares of Common Stock on December 2, 2024 (the “Directed Sales”) outside of the Rule 10b5-1 trading arrangement he had adopted in September 2024 (the “Romero 10b5-1 Plan”), during an open trading window and with pre-clearance in accordance with our Amended and Restated Insider Trading Policy. The Directed Sales had the effect of transforming his trading arrangement from a Rule 10b5-1 trading arrangement to a non-Rule10b5-1 trading arrangement. Accordingly, as of December 2, 2024, the Romero 10b5-1 Plan was deemed terminated, and Mr. Romero was deemed to have adopted a non-Rule 10b5-1 trading arrangement with respect to the remaining securities covered thereby.
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