Xos Inc
For the period ended Dec 31, 2023. Filed Mar 29, 2024.
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FY2023 · Filed Mar 29, 2024
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Item 9B. Other Information
Insider Trading Arrangements
During the three months ended December 31, 2023, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the contracts, instructions, or written plans for the purchase or sale of our securities set forth in the table below:
| Date | Action | Rule 10b5-1(1) | Expiration Date | Total Shares of Common Stock to be Sold | |
|---|---|---|---|---|---|
| Dakota Semler(2)Chief Executive Officer, Chairman | 12/7/2023 | Adoption | X | 3/6/2025 | 695,794 |
| Giordano SordoniChief Operating Officer, Director | 12/7/2023 | Adoption | X | 3/6/2025 | 512,115 |
| Christen RomeroGeneral Counsel | 12/7/2023 | Adoption | X | 3/6/2025 | 16,000 |
(1) Contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
(2) Including 606,827 shares subject to the Rule 10b5-1 trading arrangement adopted by Emerald Green Trust, of which Mr. Semler is a beneficiary, and which is intended to be treated as a single plan with the Rule 10b5-1 trading arrangement adopted by Mr. Semler on the same date.
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