SES AI Corp
For the period ended Sep 30, 2025. Filed Nov 12, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 12, 2025
SES$0.89-2.6%Stored close · as of Nov 10, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
| (a) | None. |
| (b) | Not applicable. |
| (c) | During the fiscal quarter ended June 30, 2025, none of our directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as follows: On August 14, 2025, Hong Gan (our Chief Science Officer) adopted a trading plan intended to satisfy the conditions under Rule 10b5-1(c) of the Exchange Act. Mr. Gan’s plan is for the potential exercise sale of up to 500,000 vested stock options with expiration dates ranging between March 13, 2029 and February 9, 2031, and the sale of the shares of Class A common stock underlying such stock options. The duration of the trading plan is through August 15, 2026, or earlier, upon the completion of all transactions subject to the trading plan. |
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