SES AI Corp
For the period ended Jun 30, 2024. Filed Jul 30, 2024.
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Jun 30, 2024 · Filed Jul 30, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
On May 30, 2024, Jing Nealis (our Chief Financial Officer)adopted a trading plan intended to satisfy the conditions under Rule 10b5-1(c) of the Exchange Act. Ms. Nealis’s plan is for the potential sale of up to 870,000 shares of Class A common stock underlying vested stock options with an expiration date of February 10, 2031. The duration of the trading plan is through August 25, 2025, or earlier, upon the completion of all transactions subject to the trading plan.
Except as described above, during the fiscal quarter ended June 30, 2024*,*none of our directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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