SoFi Technologies, Inc.
For the period ended Jun 30, 2025. Filed Aug 7, 2025.
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Jun 30, 2025 · Filed Aug 7, 2025
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Item 5. Other Information
Trading Arrangements
On June 2, 2025, Jeremy Rishel, Chief Technology Officer, adopted a trading arrangement during an open trading window for the sale of the Company’s common stock that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) (a “Rule 10b5-1 Trading Plan”). Mr. Rishel’s Rule 10b5-1 Trading Plan, which has a term ending on June 30, 2026, provides for the sale of up to 815,253 shares of common stock pursuant to one or more market or limit orders.
On June 10, 2025, Arun Pinto, Chief Risk Officer, adopted a Rule 10b5-1 Trading Plan during an open trading window for the sale of the Company’s common stock. Mr. Pinto’s Rule 10b5-1 Trading Plan, which has a term ending on May 29, 2026, provides for the sale of up to 60,057 shares of common stock pursuant to one or more market or limit orders.
During the three months ended June 30, 2025, no other Company director or officer (as defined in Rule 16a-1(f) of the Exchange Act)adopted, terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
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