SoFi Technologies Inc
For the period ended Sep 30, 2024. Filed Nov 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 7, 2024
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Item 5. Other Information
Trading Arrangements
During the three months ended September 30, 2024, no Company director or officer (as defined in Rule 16a-1(f) of the Exchange Act)adopted, terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
Director Resignation
On November 7, 2024, each of Mr. Ahmed Al-Hammadi and Mr. Harvey Schwartz notified the Board of Directors of the Company of his respective resignation from service as a director of the Company, effective immediately. The decision to resign for each of Mr. Al-Hammadi and Mr. Schwartz is based on their desire to focus on their other professional commitments and is not the result of any disagreement with the Company on any matter relating to the operations, policies or practices of the Company. The Company and the Board thank Messrs. Al-Hammadi and Schwartz for their valuable insights, perspective and commitment during their respective tenures. Following these resignations, the Board of Directors of the Company will be comprised of eleven directors, inclusive of the three new directors who joined the Board during 2024.
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