Quantum-Si Inc
For the period ended Sep 30, 2025. Filed Nov 5, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 5, 2025
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| ExhibitNumber | Exhibit Description | Filed Herewith | Incorporated byReference Herein fromForm or Schedule | Filing Date |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Quantum-Si Incorporated, as amended. | Form 10-Q(Exhibit 3.1) | 8/7/2024 | |
| 4.1 | Form of Pre-funded Warrant. | Form 8-K(Exhibit 4.1) | 7/7/2025 | |
| 10.1# | Mutual Release Agreement, dated September 23, 2025, by and between Quantum-Si Incorporated and Winchester Office, LLC. | Form 8-K(Exhibit 10.1) | 9/26/2025 | |
| 10.2 | Sales Agreement, dated as of September 26, 2025, by and between Quantum-Si Incorporated and Leerink Partners LLC. | Form S-3(Exhibit 1.2) | 9/26/2025 | |
| 10.3 | Form of Securities Purchase Agreement, by and among Quantum-Si Incorporated and the Purchaser. | Form 8-K(Exhibit 10.1) | 7/7/2025 | |
| 10.4 | Form of Placement Agency Agreement between the Company and the Placement Agent. | Form 8-K(Exhibit 10.2) | 7/7/2025 | |
| 10.5+ | Separation Agreement, dated as of November 3, 2025 by and between Quantum-Si Incorporated and Mr. Todd Bennett. | X | ||
| 31.1 | Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||
| 31.2 | Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||
| 32.1* | Certification of the Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||
| 32.2* | Certification of the Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | X | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | ||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||
Portions of this exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K because they are both (i) not material and (ii) contain the type of information that the Company customarily and actually treats as private or confidential.
+Management contract or compensatory plan or arrangement.
*The certifications attached as Exhibit 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Quantum-Si Incorporated under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of such Form 10-Q), irrespective of any general incorporation language contained in such filing.
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