Pattern Group Inc.
For the period ended Sep 30, 2025. Filed Nov 6, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 6, 2025
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Item 6. Exhibits
The exhibits listed below are filed as part of this Quarterly Report on Form 10-Q, or are incorporated herein by reference, in each case as indicated below:
| Exhibit Number · Exhibit Title · Form · File No. · Exhibit No. · Filing Date · Filed Herewith | |||||||
|---|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation of Pattern Group Inc. | 8-K | 001-42852 | 3.1 | 9/24/2025 | ||
| 3.2 | Amended and Restated Bylaws of Pattern Group Inc. | 8-K | 001-42852 | 3.2 | 9/24/2025 | ||
| 4.1 | Form of Series A common stock | S-1/A | 333-289810 | 4.1 | 9/10/2025 | ||
| 4.2 | Amended and Restated Investors’ Rights Agreement, dated September 28, 2021, by and among the Registrant and certain of its stockholders. | S-1 | 333-289810 | 4.2 | 8/22/2025 | ||
| 10.1 | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers. | S-1/A | 333-289810 | 10.1 | 9/10/2025 | ||
| 10.2# | 2025 Equity Incentive Plan, and forms of award agreements thereunder. | S-8 | 333-290363 | 99.2 | 9/18/2025 | ||
| 10.3# | 2025 Employee Stock Purchase Plan. | S-8 | 333-290363 | 99.3 | 9/18/2025 | ||
| 10.4# | Non-Employee Director Compensation Policy. | S-1/A | 333-289810 | 10.19 | 9/10/2025 | ||
| 10.5#† | Executive Severance Plan, and form of participation letter thereunder. | S-1/A | 333-289810 | 10.20 | 9/10/2025 | ||
| 10.6# | Restricted Stock Unit Agreement Cancellation Agreement, dated August 20, 2025. | S-1 | 333-289810 | 10.22 | 8/22/2025 | ||
| 10.7† | Credit Agreement, dated September 4, 2025, by and among the Registrant, JPMorgan Chase Bank, N.A., as Administrative Agent, and the Lenders named therein. | S-1/A | 333-289810 | 10.23 | 9/10/2025 | ||
| 31.1 | Certification of Principal Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | 31.1 | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||||
| 32.1* | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||||
| 32.2* | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||||
| Exhibit Number | Exhibit Title | Form | File No. | Exhibit No. | Filing Date | Filed Herewith |
| 101 | The following financial information from Pattern Group Inc.'s Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 formatted in Inline XBRL (Extensible Business Reporting Language) includes: (i) the Condensed Consolidated Statements of Operations, (ii) the Condensed Consolidated Statements of Comprehensive Income (Loss), (iii) the Condensed Consolidated Statements of Cash Flows, (iv) the Condensed Consolidated Balance Sheets, (v) the Condensed Consolidated Statements of Changes in Stockholders of Changes in Convertible Preferred Stock and Stockholders’ Equity, and (vi) Notes to the Condensed Consolidated Financial Statements. | |||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101). | |||||
#Indicates management contract or compensatory plan, contract or agreement.
†Certain schedules and exhibits to this agreement have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the SEC upon request.
- The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are deemed “furnished” and not “filed” for purposes of Section 18 of the Exchange Act. Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act or the Exchange Act, except to the extent specifically incorporated by reference into such filing.
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