Unity Software Inc
For the period ended Sep 30, 2024. Filed Nov 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 7, 2024
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Item 5. Other Information
Table of Contents
Rule 10b5-1 Trading Plans
Theadoption ortermination of contracts, instructions or written plans for the purchase or sale of our securities by our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) during the three months ended September 30, 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, were as follows:
| Name | Title | Action | Adoption/Termination Date | Expiration Date (1) | Aggregate # of Securities to be Purchased/Sold |
|---|---|---|---|---|---|
| Anirma Gupta | Senior Vice President, Chief Legal Officer | Termination | August 13, 2024 | December 31, 2024 | (2) |
| Anirma Gupta | Senior Vice President, Chief Legal Officer | Adoption | August 15, 2024 | December 15, 2025 | (3),(4) |
| Tomer Bar-Zeev | Director | Adoption | September 6, 2024 | June 30, 2025 | 1,500,000 |
| David Helgason | Director | Adoption | September 10, 2024 | June 13, 2025 | (5) |
| Mark Barrysmith | Senior Vice President, Chief Accounting Officer and Interim Chief Financial Officer | Adoption | September 12, 2024 | December 15, 2025 | (4),(6) |
(1)Each of the plans expire on the respective dates shown, or upon the earlier completion of all authorized transactions under the plans.
(2)The plan, originally adopted on May 12, 2023, provided for the potential sale of up to $500,000 of our common stock held in account and issuable upon future vesting events.
(3)The plan provides for the sale of approximately $10,000 of our common stock per month based on the trading price of our common stock for 12 months. The actual number of shares that will be subject to the plan is dependent on the trading price of our common stock at future dates and is not yet determinable.
(4)Each of Ms. Gupta and Mr. Barrysmith's plans provides for the potential sale of our common stock currently held in account and issuable upon future vesting events.
(5)The potential number of shares that could be sold is between 0 and 8,000,000. The actual number of shares that will be subject to the plan is dependent on the trading price of our common stock at future dates and is not yet determinable.
(6)The plan provides for the sale of approximately $30,000 worth of shares or our common stock per month based on the trading price of our common stock for 12 months. The actual number of shares that will be subject to the plan is dependent on the trading price of our common stock at future dates and is not yet determinable.
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