DeFi Development Corp.
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
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Item 6. Exhibits
| Exhibit No. | Description |
| 2.1 | Plan of Conversion of DeFi Development Corp. (incorporated by reference to Exhibit 2.1 to the Registrant's Current Report on Form 8-K filed with the SEC on June 26, 2026). |
| 3.1 | Articles of Incorporation of DeFi Development Corp (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K filed with the SEC on June 26, 2026). |
| 3.2 | Bylaws of DeFi Development Corp (incorporated by reference to Exhibit 3.2 to the Registrant's Current Report on Form 8-K filed with the SEC on June 26, 2026). |
| 10.1 | Amended and Restated Employment Agreement, dated January 1, 2026, between DeFi Development Corp. and Joseph Onorati (incorporated by reference to Exhibit 10.1 to the Registrant's Quarterly Report on Form 10-Q filed with the SEC on May 19, 2026). |
| 10.2 | Amended and Restated Employment Agreement, dated January 1, 2026, between DeFi Development Corp. and John Han (incorporated by reference to Exhibit 10.2 to the Registrant's Quarterly Report on Form 10-Q filed with the SEC on May 19, 2026). |
| 10.3 | Amended and Restated Employment Agreement, dated January 1, 2026, between DeFi Development Corp. and Daniel Kang (incorporated by reference to Exhibit 10.4 to the Registrant's Quarterly Report on Form 10-Q filed with the SEC on May 19, 2026). |
| 10.4 | Amended and Restated Employment Agreement, dated January 1, 2026, between DeFi Development Corp. and Bruce Rosenbloom (incorporated by reference to Exhibit 10.5 to the Registrant's Quarterly Report on Form 10-Q filed with the SEC on May 19, 2026). |
| 10.5 | Separation Agreement, dated as of April 1, 2026, by and between DeFi Development Corp. and Blake Janover (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on April 6, 2026). |
| 10.6 | Sales Agreement, dated May 1, 2026, between DeFi Development Corp. and R.F. Lafferty & Co., Inc. (incorporated by reference to Exhibit 1.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on May 1, 2026). |
| 10.7 | Separation Agreement, dated as of June 8, 2026, by and between DeFi Development Corp. and Parker White (incorporated by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed with the SEC on June 10, 2026). |
| 10.8* | Consulting Agreement, dated August 10, 2026, by and between DeFi Development Corp. and Parker White. |
| 31.1* | Certification of Chief Executive Officer as required by Rule 13a-14(a) of the Securities Exchange Act of 1934. |
| 31.2* | Certification of Chief Financial Officer as required by Rule 13a-14(a) of the Securities Exchange Act of 1934. |
| 32.1*† | Certification of Chief Executive Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2*† | Certification of Chief Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. |
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
*Filed herewith.
†In accordance with Item 601(b)(32)(ii) of Regulation S-K and SEC Release Nos. 33-8238 and 34-47986, Final Rule: Management's Reports on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports, the certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed “filed” for purpose of Section 18 of the Exchange Act. Such certifications will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the registrant specifically incorporates it by reference.
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