Shift4 Payments, Inc.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
FOUR$45.01+2.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The following is a list of exhibits filed as part of this Quarterly Report.
INDEX TO EXHIBITS
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Exhibit Description | Form | File No. | Exhibit | FilingDate | Filed/FurnishedHerewith |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Shift4 Payments, Inc. | 8-K | 001-39313 | 3.1 | 6/17/2026 | |
| 3.2 | Amended and Restated By-Laws of Shift4 Payments, Inc. | S-8 | 333-239042 | 4.2 | 6/9/2020 | |
| 4.1 | Specimen Stock Certificate evidencing the shares of Class A common stock. | S-1/A | 333-238307 | 4.1 | 6/1/2020 | |
| 4.2 | Indenture, dated as of July 26, 2021, between Shift4 Payments, Inc. and U.S. Bank National Association, as trustee (and Form of Global Note). | 8-K | 001-39313 | 4.1 | 7/26/2021 | |
| 4.3 | Indenture, by and among Shift4 Payments, LLC, Shift4 Payments Finance Sub, Inc., the subsidiary guarantors named on the signature pages thereto and U.S. Bank Trust Company, National Association, as trustee, dated August 15, 2024 (and Form of Note). | 8-K | 001-39313 | 4.1 | 8/15/2024 | |
| 4.4 | Indenture, dated as of May 16, 2025, among the Issuers, the subsidiary guarantors named on the signature pages thereto and U.S. Bank Trust Company, National Association, as trustee, and U.S. Bank Europe DAC, UK Branch, as registrar, transfer agent and paying agent. | 8-K | 001-39313 | 4.3 | 5/16/2025 | |
| 4.5 | Form of 6.00% Series A Mandatory Convertible Preferred Stock (included in Exhibit 3.3) | 8-K | 001-39313 | 4.1 | 5/5/2025 | |
| 10.1 | Amendment No. 4 to Second Amended and Restated First Lien Credit Agreement, dated as of July 8, 2026, by and among Shift4 Payments, LLC, the Subsidiary Guarantors, the lenders and other financial institutions party thereto, and Goldman Sachs Bank USA, as Administrative Agent | 8-K | 001-39313 | 10.1 | 7/13/2026 | |
| 31.1 | Certification of Registrant’s Chief Executive Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 31.2 | Certification of Registrant’s Chief Financial Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 32.1 | Certification of Registrant’s Chief Executive Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002. | ** | ||||
| 32.2 | Certification of Registrant’s Chief Financial Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002. | ** | ||||
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | * | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | * | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | * | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | * | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | * | ||||
| 104 | Cover Page Interactive Data File (formatting as Inline XBRL and contained in Exhibit 101). | * | ||||
| * Filed herewith. | ||||||
| ** Furnished herewith. | ||||||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.