Rush Street Interactive, Inc.
For the period ended Sep 30, 2025. Filed Oct 30, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Oct 30, 2025
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Item 5. Other Information
Securities Trading Plans of Directors and Executive Officers
During the three months ended September 30, 2025, none of our directors or executive officers adopted orterminated any contract, instruction or written plan for the purchase or sale of the Company’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement”, except as described in the table below:
| Name and Title | Action | Date of Action | Duration of Trading Arrangements | Rule 10b5-1 Trading Arrangement? (Y/N)1 | Aggregate Number of Securities Subject to Trading Arrangement |
|---|---|---|---|---|---|
| Richard Schwartz, Chief Executive Officer and Director2 | Adopt | August 15, 2025 | January 2, 2026 - December 31, 2026 | Y | 2,482,800 |
| Kyle Sauers, President and Chief Financial Officer | Adopt | August 22, 2025 | March 3, 2026 - March 31, 2027 | Y | 276,000 |
| Mattias Stetz, Chief Operating Officer3 | Adopt | August 22, 2025 | January 2, 2026 - December 31, 2026 | Y | 410,000 |
The trading arrangement reported above is subject to a number of conditions, including the price at which, and the time of when, purchases or sales may occur, and it is possible that a trading arrangement may not result in the purchase or sale
1 Denotes whether the trading plan is intended, when adopted, to satisfy the affirmative defense of Rule 10b5-1 (c).
2 Represents the adoption of a Rule 10b5-1 trading plan by Mr. Schwartz individually and by trusts affiliated with him. The plans provide for the potential sale of up to 1,057,800 shares of the Company’s Class A common stock by Mr. Schwartz, up to 425,000 shares by the Richard T. Schwartz Revocable Trust U/A DTD 10/25/2024 and up to 500,000 shares by the Lori R. Schwartz 2025 Gift Trust U/A DTD 3/28/2025, each of which Mr. Schwartz, serves as trustee, and up to 500,000 shares by the Richard T. Schwartz 2024 Gift Trust U/A DTD 10/25/2024, of which Mr. Schwartz’s spouse serves as trustee.
3 Represents the adoption of a Rule 10b5-1 trading plan by trusts affiliated with Mr. Stetz. The plans provide for the potential sale of up to 260,000 shares of the Company’s Class A common stock by the Mattias Stetz Revocable Trust U/A DTD 5/9/2025, of which Mr. Stetz serves as trustee, and up to 150,000 shares by OAN Trust, of which Mr. Stetz’s spouse serves as trustee.
of any or all of the aggregate number of securities covered by such trading arrangement during the term of the trading arrangement.
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