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Rush Street Interactive Inc

For the period ended Sep 30, 2024. Filed Oct 31, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Oct 31, 2024

RSI$12.11-1.4%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Securities Trading Plans of Directors and Executive Officers

During the three months ended September 30, 2024, none of our directors or executive officers adopted orterminated any contract, instruction or written plan for the purchase or sale of the Company’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement”, except as described in the table below:

Name and TitleActionDate of ActionDuration of Trading ArrangementsRule 10b5-1 Trading Arrangement? (Y/N)1Aggregate Number of Securities Subject to Trading Arrangement
Richard Schwartz,Chief Executive Officer and Director2AdoptAugust 16, 2024November 15, 2024 - December 31, 2025Y2,714,670
Kyle Sauers, Chief Financial OfficerAdoptAugust 8, 2024November 13, 2024 - February 27, 2026Y224,577
Einar Roosileht, Chief Information Officer2AdoptSeptember 27, 2024January 2, 2025 - December 31, 2025Y840,000
Mattias Stetz, Chief Operating Officer2AdoptAugust 16, 2024November 15, 2024 - December 31, 2025Y420,000
Paul Wierbicki, Chief Legal Officer, General Counsel, and Director2AdoptAugust 9, 2024November 11, 2024 - November 11, 2025Y50,000

Each trading arrangement reported above is subject to a number of conditions, including the price at which, and the time of when, purchases or sales may occur, and it is possible that any trading arrangement may not result in the purchase or sale of any or all of the aggregate number of securities covered by such trading arrangement during the term of the trading arrangement.

1 Denotes whether the trading plan is intended, when adopted, to satisfy the affirmative defense of Rule 10b5-1 (c).

2 Messrs. Schwartz, Roosileht, Stetz and Wierbicki own shares of Class V Common Stock in addition to shares of Class A Common Stock. As of the date hereof, Messrs. Schwartz, Roosileht, Stetz and Wierbicki own 9,337,475, 2,883,261, 1,809,923 and 176,867 total shares of Class A and Class V common stock, respectively, including in-the-money vested stock options. For a more detailed description of the Company’s Class A and Class V common stock, refer to the “Corporate History, Background and Business Combination” section of Part 1- Item 1 (Business) to the Company’s Annual Report on Form 10-K, as filed with the SEC on March 7, 2024.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.