Root, Inc.
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
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Sep 30, 2026 · Filed Nov 4, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
On August 14, 2026, Jonathan Allison, the Company’s Chief Administrative Officer, entered into a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a “10b5-1 Plan”). Mr. Allison’s 10b5-1 Plan provides for the potential sale of up to 51,610 shares of Class A common stock and terminates no later than November 10, 2027.
On August 18, 2026, Megan Binkley, the Company’s Chief Financial Officer, modified a 10b5-1 Plan. Ms. Binkley’s 10b5-1 Plan provides for the potential sale of up to 22,500 shares of Class A common stock and terminates no later than November 30, 2027.
On August 19, 2026, Julie Szudarek, a member of the Company’s Board of Directors, entered into a 10b5-1 Plan. Ms. Szudarek’s 10b5-1 Plan provides for the potential sale of up to 5,500 shares of Class A common stock and terminates no later than November 17, 2027.
On August 21, 2026, Alexander Timm, the Company’s Chairman of the Board and Chief Executive Officer, modified a 10b5-1 Plan. Mr. Timm’s 10b5-1 Plan provides for the potential sale of up to 107,000 shares of Class A common stock and terminates no later than November 24, 2027.
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