Root, Inc.
For the period ended Jun 30, 2025. Filed Aug 6, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 6, 2025
ROOT$43.52+0.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
(a)Exhibits.
| Incorporation by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Description of Exhibit | Form | SEC File Number | Exhibit | Filing Date | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of Root, Inc. | 8-K | 001-39658 | 3.1 | October 30, 2020 | |
| 3.2 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of Root, Inc. | 8-K | 001-39658 | 3.1 | August 15, 2022 | |
| 3.3 | Amended and Restated Bylaws of Root, Inc. | 10-K | 001-39658 | 3.3 | February 22, 2023 | |
| 3.4 | Certificate of Designations of Series A Preferred Stock, filed with the Delaware Secretary of State on October 1, 2021 | 8-K | 001-39658 | 3.1 | October 1, 2021 | |
| 4.1 | Form of Class A common stock certificate of the Registrant. | S-1/A | 333-249332 | 4.1 | October 20, 2020 | |
| 4.2 | Common Stock Purchase Warrants, dated as of October 1, 2021, by and between Root, Inc. and Carvana Group, LLC | 8-K | 001-39658 | 4.1 | October 1, 2021 | |
| 4.3 | Form of Common Stock Purchase Warrant (Tranche 1), dated January 26, 2022 | 8-K | 001-39658 | 4.1 | January 27, 2022 | |
| 4.4 | First Amendment to Form of Common Stock Purchase Warrant (Tranche 1), dated October 29, 2024 | 10-Q | 001-39658 | 4.5 | October 30, 2024 | |
| 10.1# | Amended and Restated Form of Root, Inc. 2020 Equity Incentive Plan Performance-Based RSU Award Grant Notice and Agreement (2024 Grant) | X | ||||
| 10.2# | Amended and Restated Form of Root, Inc. 2020 Equity Incentive Plan Performance-Based RSU Award Grant Notice and Agreement Retirement-Eligible (2024 Grant) | X | ||||
| 10.3# | Policy for the Acceleration of Equity Awards in the Event of Death | X | ||||
| 10.4# | Root, Inc. Non-Employee Director Compensation Policy adopted May 1, 2025 | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 101.INS | Inline XBRL Instance Document | |||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | |||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.