Arcutis Biotherapeutics Inc
For the period ended Dec 31, 2024. Filed Feb 25, 2025.
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FY2024 · Filed Feb 25, 2025
ARQT$27.39+4.5%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) Financial Statement Schedules.
The following financial statements are included herein:
| Page | |
| Consolidated Financial Statements | |
|---|---|
| Report of Independent Registered Public Accounting Firm (PCAOB ID: 42) | F-1 |
| Consolidated Balance Sheets | F-2 |
| Consolidated Statements of Operations and Comprehensive Loss | F-3 |
| Consolidated Statements of Changes in Stockholders’ Equity | F-4 |
| Consolidated Statements of Cash Flows | F-5 |
| Notes to Consolidated Financial Statements | F-6 |
All other schedules are omitted because they are not applicable, not required, or because the required information is included in the consolidated financial statements or notes thereto.
(b) Exhibits. [YET TO BE UPDATED]
| ExhibitNumber · Description of Document · Incorporated by Reference Form · Date · Number · Filed/Furnished Herewith | ||||
|---|---|---|---|---|
| 3.1 | Restated Certificate of Incorporation. | 10-Q | 5/12/20 | 3.1 |
| 3.2 | Restated Bylaws. | 10-Q | 5/12/20 | 3.2 |
| 4.1 | Form of Common Stock Certificate. | S-1/A | 1/21/20 | 4.1 |
| 4.2† | Amended and Restated Investors’ Rights Agreement, dated October 8, 2019, by and among the Registrant and certain of its stockholders. | S-1/A | 1/21/20 | 4.2 |
| 4.3 | Description of Arcutis Biotherapeutics’ Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. | 10-K | 3/19/20 | 4.3 |
| 4.4 | Form of Pre-Funded Warrant | 8-K | 10/23/23 | 4.1 |
| 10.1# | Form of Indemnity Agreement. | S-1 | 1/6/20 | 10.1 |
| 10.2# | 2017 Stock Incentive Plan and forms of award agreements. | S-1 | 1/6/20 | 10.2 |
| 10.3# | 2020 Stock Incentive Plan and forms of award agreements. | S-1/A | 1/21/20 | 10.3 |
| 10.4# | 2020 Employee Stock Purchase Plan and forms of award agreements. | S-1/A | 1/21/20 | 10.4 |
| 10.5# | 2022 Employment Inducement Incentive Plan and forms of award agreements. | 10-K | 2/22/22 | 10.5 |
| 10.6# | Offer Letter, dated January 9, 2020, by and between the Registrant and Todd Franklin Watanabe. | S-1/A | 1/21/20 | 10.5 |
| 10.7# | Consulting Agreement, dated August 16, 2016, by and between Bhaskar Chaudhuri and the Registrant. | S-1 | 1/6/20 | 10.11 |
| 10.8†^ | License Agreement, dated July 23, 2018, by and between AstraZeneca AB and the Registrant. | S-1 | 1/6/20 | 10.12 |
| 10.9†^ | Exclusive Option and License Agreement, dated January 4, 2018, by and between Jiangsu Hengrui Medicine Co., Ltd. and the Registrant. | S-1 | 1/6/20 | 10.13 |
| 10.10†^ | Collaboration Agreement, dated June 28, 2019, by and between Hawkeye Therapeutics, Inc. and the Registrant. | S-1 | 1/6/20 | 10.14 |
| 10.11# | Transition and Amendment Agreement, dated December 13, 2019 by and between Bhaskar Chaudhuri and the Registrant. | S-1 | 1/6/20 | 10.15 |
| 10.12 | Option Notice and Amendment No. 2 to Exclusive Option and License Agreement, dated December 5, 2019, by and between Jiangsu Hengrui Medicine Co., Ltd. and the Registrant. | S-1 | 1/6/20 | 10.16 |
| 10.13# | Severance & Change in Control Agreement, by and between the Registrant and Todd Franklin Watanabe. | S-1/A | 1/21/20 | 10.17 |
| 10.14 | Offer Letter, dated December 18, 2020, by and between the Registrant and Matthew R. Moore. | 10-K | 2/16/21 | 10.23 |
| 10.15 | Severance & Change in Control Agreement, by and between the Registrant and Matthew R. Moore. | 10-K | 2/16/21 | 10.24 |
| 10.16†^ | Supply Agreement, dated November 24, 2020, by and between Registrant and Interquim, S.A. | 10-K | 2/16/21 | 10.25 |
| 10.17†^ | Exclusive Distribution Agreement, dated February 8, 2021, by and between the Registrant and Cardinal Health 105, Inc. | 10-Q | 5/6/21 | 10.1 |
| 10.18†^ | Amendment No. 1, dated October 5, 2022, to the Supply Agreement, dated November 24, 2020, by and among the Registrant and Interquim, S.A. | 10-Q | 11/8/22 | 10.2 |
| 10.19† | Supply and Manufacturing Agreement, dated September 15, 2021, between DPT Laboratories, Ltd. and the Registrant. | 10-Q | 11/4/21 | 10.1 |
| 10.20 | Offer Letter, dated December 13, 2021, by and between the Registrant and Mas Matsuda. | 10-K | 2/22/22 | 10.31 | |
| 10.21 | Severance & Change in Control Agreement, by and between the Registrant and Mas Matsuda. | 10-K | 2/22/22 | 10.32 | |
| 10.22† | Share Purchase Agreement, dated September 7, 2022, by and among the Registrant, Ducentis Biotherapeutics LTD and the certain stockholders of Ducentis Biotherapeutics LTD. | 10-Q | 11/8/22 | 10.1 | |
| 10.23^ | Amended and Restated Loan and Security Agreement, dated January 10, 2023, by and among the Registrant, SLR Investment Corp. and the lenders party thereto. | 10-K | 2/28/23 | 10.35 | |
| 10.24 | First Amendment to Amended and Restated Loan and Security Agreement dated November 1, 2023, by and among the Registrant, SLR Investment Corp., and the lenders party thereto. | 10-Q | 11/3/23 | 10.2 | |
| 10.25 | Non-Employee Director Compensation Program | 10-K | 2/28/23 | 10.36 | |
| 10.26 | Form of Non-Employee Director RSU Deferral Election | 10-K | 2/28/23 | 10.37 | |
| 10.27 | License Agreement, dated August 10, 2023, by and between the Registrant and Hangzhou Zhongmei Huadong Pharmaceutical Co., Ltd. | 10-Q | 11/3/23 | 10.1 | |
| 10.30 | Employment Agreement, dated September 1, 2023, by and between John Smither and the Registrant | 8-K | 9/7/23 | 10.1 | |
| 10.31 | Severance & Change in Control Agreement, dated September 6, 2023, by and between John Smither and the Registrant | 8-K | 9/7/23 | 10.2 | |
| 10.32 | Employment Agreement, dated September 16, 2023, by and between Todd Edwards and the Registrant | 8-K | 9/27/23 | 10.1 | |
| 10.33 | Severance and Change in Control Agreement, dated September 16, 2023, by and between Todd Edwards and the Registrant | 8-K | 9/27/23 | 10.2 | |
| 10.34 | Amended and Restated Sales Agreement, dated January 31, 2024, by and between the Registrant and Cowen and Company, LLC | S-3 | 1/31/24 | 1.2 | |
| 10.35 | Amendment to Employment Agreement, dated February 22, 2024, by and between the Registrant and Matthew R. Moore | 10-K | 2/27/24 | 10.35 | |
| 10.36 | Offer Letter of Employment Agreement, dated April 5, 2024, by and between the Registrant and David Topper | 8-K | 4/10/24 | 10.1 | |
| 10.37 | Severance and Change in Control Agreement, dated April 5, 2024, by and between the Registrant and David Topper | 8-K | 4/10/24 | 10.2 | |
| 10.38† | License Agreement, dated February 27, 2024, by and between the Registrant and Sato Pharmaceutical Co., Ltd. | 10-Q | 5/14/24 | 10.3 | |
| 10.39 | First Amendment to the License Agreement, dated February 18, 2024, by and between the Registrant and Hangzhou Zhongmei Huadong Pharmaceutical Co., Ltd. | 10-Q | 5/14/24 | 10.4 | |
| 10.4^ | Second Amendment to Amended and Restated Loan and Security Agreement, dated August 9, 2024, by and among the Registrant, Arcutis Canada, Inc., SLR Investment Corp., and the lenders party thereto. | 10-Q | 8/14/24 | 10.1 | |
| 19 | Insider Trading Policy and Procedures | 10-K | 2/27/24 | 19 | |
| 23.1 | Consent of Independent Registered Public Accounting Firm. | * | |||
| 31.1 · Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities and Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. · * | |||||
|---|---|---|---|---|---|
| 31.2 · Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities and Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. · * | |||||
| 32.1 · Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. · ** | |||||
| 97.1 | Arcutis Biotherapeutics, Inc. Policy for Recovery of Erroneously Awarded Compensation | 10-K | 2/27/24 | 97.1 | |
| 101.INS | Inline XBRL Instance Document - The instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document. | * | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | * | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | * | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | * | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | * | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | * | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | * | |||
- Filed herewith.
** Furnished herewith.
† Registrant has omitted portions of the exhibit as permitted under Item 601(b)(10) of Regulation S-K.
^ Registrant has omitted schedules and exhibits pursuant to Item 601(a)(5) of Regulation S-K. The Registrant agrees to furnish supplementally a copy of the omitted schedules and exhibits to the SEC upon request.
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