Robinhood Markets Inc
For the period ended Sep 30, 2024. Filed Oct 31, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Oct 31, 2024
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Item 6. EXHIBIT INDEX
The documents listed below are filed (or furnished, as noted) as exhibits to this Quarterly Report on Form 10-Q:
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number | Description | Form* | Filing Date | Exhibit | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc., dated August 2, 2021 | 8-K | 2021-08-02 | 3.1 | |
| 3.2 | Amended and Restated Bylaws of Robinhood Markets, Inc., dated December 14, 2022 | 8-K | 2022-12-16 | 3.1 | |
| 4.1 | Form of Class A Common Stock Certificate of Robinhood Markets, Inc. | S-1/A | 2021-07-19 | 4.1 | |
| 4.2 | Form of ten-year Warrant to Purchase Stock of Robinhood Markets, Inc., issued to multiple investors on February 12, 2021 | S-1 | 2021-07-01 | 4.2 | |
| 31.1 | CEO Certification pursuant to Section 302 of the Sarbanes-Oxley Act | X | |||
| 31.2 | CFO Certification pursuant to Section 302 of the Sarbanes-Oxley Act | X | |||
| 32.1‡ | CEO Certification pursuant to Section 906 of the Sarbanes-Oxley Act | X | |||
| 32.2‡ | CFO Certification pursuant to Section 906 of the Sarbanes-Oxley Act | X | |||
| 101.INS | iXBRL (Inline eXtensible Business Reporting Language) Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | X | |||
| 101.SCH | iXBRL Taxonomy Extension Schema Document | X | |||
| 101.CAL | iXBRL Taxonomy Extension Calculation Linkbase Document | X | |||
| 101.DEF | iXBRL Taxonomy Extension Definition Linkbase Document | X | |||
| 101.LAB | iXBRL Taxonomy Extension Label Linkbase Document. | X | |||
| 101.PRE | iXBRL Taxonomy Extension Presentation Linkbase Document. | X | |||
| 104 | Cover Page Interactive Data File (contained in Exhibit 101) | X | |||
- File number is 001-40691 except that the S-1 (and S-1/A) file number is 333-257602.
‡ The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Robinhood Markets, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
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