CARRIER GLOBAL Corp
For the period ended Jun 30, 2026. Filed Jul 28, 2026.
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Jun 30, 2026 · Filed Jul 28, 2026
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Item 5. Other Information
Security Trading Plans of Directors and Executive Officers
During the three months ended June 30, 2026, no director or Section 16 officer of the Company adopted orterminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.
Disclosure Pursuant to Section 13(r) of the Securities Exchange Act of 1934
The Company identified two transactions between Viessmann Ges.m.b.H (“Viessmann Sub”), a subsidiary acquired in January 2024, and the Embassy of Iran in Austria (the “Embassy”) that occurred after the acquisition. In each instance, Viessmann Sub provided maintenance services to the Embassy pursuant to a maintenance contract entered into with a local Austrian distributor prior to the acquisition. The aggregate value of the services was approximately $1,600 based on current exchange rates, and the net profit attributable to these transactions was approximately $500. Viessmann Sub will not engage in any future transactions with the Embassy.
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